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Portfolio (Quarterly) Guide ↗

SIMPLEX TRADING, LLC

· CIK 0001488542
13F Portfolio $149.1B AUM 10,161 positions Filed May 14, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 2204 New 2617 Added 3899 Reduced 1620 Exited
Page 106 of 195  ·  3,899 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
2101 CALL POLARIS INC 3,000.0 $164K -12K -80.4% $54.50
2102 PUT RAMBUS INC DEL 1,900.0 $163K -3K -62.0% $86.03
2103 ATLANTA BRAVES HLDGS INC 3,823.0 $163K -40.0 -1.0% $42.70
2104 CALL WP CAREY INC 2,400.0 $163K -77K -97.0% $67.96
2105 PUT VANGUARD ADMIRAL FDS INC 400.0 $163K -2K -85.2% $407.69
2106 CALL SPINNAKER ETF SERIES 4,000.0 $163K -4K -50.0% $40.74
2107 PUT GLOBAL NET LEASE INC 17,400.0 $163K -23K -56.7% $9.36
2108 PUT MATTHEWS INTL CORP 6,300.0 $163K -9K -58.0% $25.82
2109 PUT HAFNIA LTD 21,400.0 $163K -800.0 -3.6% $7.60
2110 SPG SIMON PPTY GROUP INC NEW Real Estate 868.0 $162K -547.0 -38.7% $186.53 +22.6%
2111 PUT EASTMAN KODAK CO 17,800.0 $161K -48K -72.7% $9.05
2112 THR THERMON GROUP HLDGS INC Industrials 3,196.0 $161K -9K -74.4% $50.40 +21.3%
2113 BBAR BANCO BBVA ARGENTINA S A Financial Services 9,990.0 $160K -28K -73.9% $16.06 +21.5%
2114 CSWC CAPITAL SOUTHWEST CORP Financial Services 7,233.0 $160K -21K -73.9% $22.12 +9.9%
2115 CALL SOLSTICE ADVANCED MATLS INC 2,100.0 $160K -35K -94.3% $76.16
2116 CALL RENEW ENERGY GLOBAL PLC 34,900.0 $160K -226K -86.6% $4.58
2117 CPS COOPER-STANDARD HOLDINGS INC Consumer Cyclical 5,727.0 $160K -3K -37.9% $27.87 -0.9%
2118 CALL PROTARA THERAPEUTICS INC 30,600.0 $159K -26K -46.4% $5.21
2119 CALL HUYA INC 48,200.0 $159K -100K -67.5% $3.30
2120 DOV DOVER CORP Industrials 761.0 $159K -184.0 -19.5% $208.45 +2.7%
Page 106 of 195  ·  3,899 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 33.1%
Financial Services 16.1%
Communication Services 11.7%
Consumer Cyclical 11.2%
Healthcare 10.2%
Energy 4.4%
Industrials 4.3%
Basic Materials 4.1%
Consumer Defensive 2.3%
Real Estate 1.3%