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Portfolio (Quarterly) Guide ↗

SIMPLEX TRADING, LLC

· CIK 0001488542
13F Portfolio $149.1B AUM 10,161 positions Filed May 14, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 2204 New 2617 Added 3899 Reduced 1620 Exited
Page 103 of 195  ·  3,899 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
2041 PUT GCI LIBERTY INC 5,000.0 $186K -300.0 -5.7% $37.21
2042 PUT MAGNITE INC 15,600.0 $185K -154K -90.8% $11.88
2043 CALL NIAGEN BIOSCIENCE INC 42,000.0 $185K -1K -2.5% $4.41
2044 PUT BLACKLINE INC 5,000.0 $185K -7K -58.7% $37.00
2045 ABX ABACUS GLOBAL MGMT INC Financial Services 23,406.0 $184K -33K -58.4% $7.88 +31.5%
2046 RDNT RADNET INC Healthcare 3,284.0 $184K -4K -56.5% $55.89 +11.3%
2047 CALL PENTAIR PLC 2,100.0 $183K -2K -41.7% $87.11
2048 PUT ONESTREAM INC 7,600.0 $182K -36K -82.4% $24.00
2049 PUT SO YOUNG INTERNATIONAL INC 66,300.0 $181K -33K -33.0% $2.73
2050 CALL BROADSTONE NET LEASE INC 9,900.0 $181K -23K -70.2% $18.27
2051 PUT KONINKLIJKE PHILIPS N V 6,600.0 $181K -15K -69.2% $27.40
2052 PUT VINFAST AUTO LTD 46,900.0 $181K -294K -86.3% $3.85
2053 CALL EVERSOURCE ENERGY 2,600.0 $180K -10K -79.5% $69.28
2054 TIDAL TRUST II 6,005.0 $180K -2K -27.9% $29.99
2055 PUT EQUIFAX INC 1,000.0 $180K -5K -83.0% $180.07
2056 CALL ISHARES TR 3,900.0 $179K -400.0 -9.3% $46.01
2057 PUT VITAL FARMS INC 12,700.0 $179K -5K -29.1% $14.12
2058 GRANITESHARES ETF TR 2,866.0 $176K -625.0 -17.9% $61.55
2059 CALL NRX PHARMACEUTICALS INC 82,400.0 $176K -22K -20.9% $2.13
2060 PUT TXNM ENERGY INC 3,000.0 $175K -1K -31.8% $58.46
Page 103 of 195  ·  3,899 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 33.1%
Financial Services 16.1%
Communication Services 11.7%
Consumer Cyclical 11.2%
Healthcare 10.2%
Energy 4.4%
Industrials 4.3%
Basic Materials 4.1%
Consumer Defensive 2.3%
Real Estate 1.3%