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Portfolio (Quarterly) Guide ↗

SIMPLEX TRADING, LLC

· CIK 0001488542
13F Portfolio $149.1B AUM 10,161 positions Filed May 14, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 2204 New 2617 Added 3899 Reduced 1620 Exited
Page 102 of 195  ·  3,899 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
2021 CALL LTC PPTYS INC 5,200.0 $193K -4K -42.9% $37.16
2022 CALL FLOOR & DECOR HLDGS INC 3,800.0 $193K -80K -95.4% $50.80
2023 CALL INVESTMENT MANAGERS SER TR I 5,000.0 $193K -2K -28.6% $38.56
2024 PUT ZEDGE INC 65,800.0 $193K -900.0 -1.4% $2.93
2025 CALL OPKO HEALTH INC 168,200.0 $192K -95K -36.0% $1.14
2026 CALL ICHOR HOLDINGS 4,100.0 $191K -3K -38.8% $46.61
2027 PUT DXC TECHNOLOGY CO 15,200.0 $191K -6K -27.6% $12.57
2028 PUT CEMEX SA EURO MTN BE 144A 16,700.0 $191K -7K -30.7% $11.44
2029 CALL SES AI CORPORATION 198,300.0 $191K -205K -50.8% $0.96
2030 LUFAX HOLDING LTD 101,933.0 $191K -51K -33.2% $1.87
2031 CALL TORM PLC 6,800.0 $190K -38K -84.8% $27.90
2032 CALL REZOLUTE INC 62,200.0 $190K -122K -66.3% $3.05
2033 CALL PUBLIC STORAGE OPER CO 700.0 $190K -10K -93.2% $270.88
2034 CALL SIMPLY GOOD FOODS CO 13,200.0 $189K -45K -77.4% $14.35
2035 PUT NNN REIT INC 4,500.0 $189K -2K -31.8% $42.03
2036 CALL ICON PLC 1,700.0 $188K -5K -73.4% $110.66
2037 PUT PAR PAC HOLDINGS INC 3,000.0 $188K -2K -44.4% $62.64
2038 CALL SUN CTRY AIRLS HLDGS INC 11,300.0 $187K -2K -11.7% $16.52
2039 CALL DEFI TECHNOLOGIES INC 337,500.0 $186K -334K -49.7% $0.55
2040 CALL INVITATION HOMES INC 7,500.0 $186K -48K -86.5% $24.85
Page 102 of 195  ·  3,899 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 33.1%
Financial Services 16.1%
Communication Services 11.7%
Consumer Cyclical 11.2%
Healthcare 10.2%
Energy 4.4%
Industrials 4.3%
Basic Materials 4.1%
Consumer Defensive 2.3%
Real Estate 1.3%