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Portfolio (Quarterly) Guide ↗

SIMPLEX TRADING, LLC

· CIK 0001488542
13F Portfolio $149.1B AUM 10,161 positions Filed May 14, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 2204 New 2617 Added 3899 Reduced 1620 Exited
Page 101 of 195  ·  3,899 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
2001 TGTX TG THERAPEUTICS INC Healthcare 6,069.0 $202K -35K -85.2% $33.22 +65.2%
2002 CALL VITA COCO CO INC 4,200.0 $201K -20K -82.3% $47.91
2003 PUT EHANG HLDGS LTD 20,700.0 $201K -67K -76.5% $9.71
2004 CALL HCI GROUP INC 1,300.0 $201K -400.0 -23.5% $154.61
2005 BBB FOODS INC 5,676.0 $201K -1K -18.5% $35.37
2006 CALL LEONARDO DRS INC 4,500.0 $200K -2K -31.8% $44.52
2007 CALL REPLIMUNE GROUP INC 26,000.0 $199K -14K -34.7% $7.65
2008 CALL INOVIO PHARMACEUTICALS INC 114,300.0 $199K -149K -56.5% $1.74
2009 CALL CANDEL THERAPEUTICS INC 40,400.0 $198K -18K -31.2% $4.90
2010 ADT ADT INC DEL Industrials 30,113.0 $198K -26K -46.2% $6.57 +6.5%
2011 WOLF WOLFSPEED INC Technology 12,121.0 $198K -23K -65.4% $16.32 +83.2%
2012 TUR ISHARES INC 5,098.0 $197K -33K -86.6% $38.65 +0.7%
2013 FLNC FLUENCE ENERGY INC Utilities 14,302.0 $197K -15K -51.0% $13.76 +2.3%
2014 PUT COMMERCIAL METALS CO 3,200.0 $197K -2K -34.7% $61.43
2015 GOLD GOLD COM INC Financial Services 4,899.0 $196K -3K -38.7% $40.08 -4.4%
2016 CALL TIPTREE INC 11,600.0 $196K -42K -78.2% $16.92
2017 CALL AMPLIFY ENERGY CORP NEW 31,400.0 $196K -266K -89.4% $6.24
2018 PUT REZOLVE AI PLC 76,100.0 $195K -102K -57.3% $2.56
2019 CALL GUIDEWIRE SOFTWARE INC 1,300.0 $194K -900.0 -40.9% $149.56
2020 PUT TRILOGY METALS INC NEW 53,900.0 $194K -8K -12.8% $3.59
Page 101 of 195  ·  3,899 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 33.1%
Financial Services 16.1%
Communication Services 11.7%
Consumer Cyclical 11.2%
Healthcare 10.2%
Energy 4.4%
Industrials 4.3%
Basic Materials 4.1%
Consumer Defensive 2.3%
Real Estate 1.3%