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Portfolio (Quarterly) Guide ↗

SIMPLEX TRADING, LLC

· CIK 0001488542
13F Portfolio $149.1B AUM 10,161 positions Filed May 14, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 2204 New 2617 Added 3899 Reduced 1620 Exited
Page 10 of 195  ·  3,899 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
181 CALL ARK ETF TR 793,900.0 $37.3M 0.03% -424K -34.8% $47.00
182 CALL DELTA AIR LINES INC 555,500.0 $36.9M 0.03% -152K -21.4% $66.48
183 CALL RIVIAN AUTOMOTIVE INC 2,442,800.0 $36.8M 0.03% -1.0M -29.4% $15.05
184 CALL ROCKET COS INC 2,550,000.0 $36.3M 0.02% -152K -5.6% $14.25
185 CALL CARNIVAL CORP 1,401,800.0 $36.3M 0.02% -1.1M -43.9% $25.88
186 PUT REDDIT INC 266,400.0 $35.9M 0.02% -22K -7.7% $134.65
187 PUT RIVIAN AUTOMOTIVE INC 2,378,600.0 $35.8M 0.02% -1.9M -44.0% $15.05
188 PFE PFIZER INC Healthcare 1,266,685.0 $35.6M 0.02% -224K -15.1% $28.08 -7.8%
189 PUT MARA HOLDINGS INC 4,349,400.0 $35.5M 0.02% -1.5M -26.2% $8.16
190 PUT TARGET CORP 287,000.0 $34.8M 0.02% -282K -49.6% $121.20
191 PUT SPOTIFY TECHNOLOGY S A 71,700.0 $34.8M 0.02% -28K -27.9% $484.91
192 CALL BAIDU INC 310,000.0 $34.5M 0.02% -393K -55.9% $111.42
193 CALL AIRBNB INC 273,100.0 $34.5M 0.02% -305K -52.8% $126.28
194 CALL VERTIV HOLDINGS CO 136,600.0 $34.2M 0.02% -417K -75.3% $250.58
195 CALL MODERNA INC 670,000.0 $34.0M 0.02% -1.1M -61.4% $50.80
196 CALL LUCID GROUP INC 3,558,600.0 $33.9M 0.02% -2.4M -40.6% $9.53
197 CALL PEPSICO INC 217,500.0 $33.8M 0.02% -338K -60.8% $155.29
198 PUT QUALCOMM INC 261,800.0 $33.7M 0.02% -385K -59.5% $128.78
199 INTC INTEL CORP Technology 757,722.0 $33.4M 0.02% -325K -30.0% $44.13 +171.6%
200 CALL AMERICAN EXPRESS CO 110,500.0 $33.4M 0.02% -87K -44.0% $302.48
Page 10 of 195  ·  3,899 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 33.1%
Financial Services 16.1%
Communication Services 11.7%
Consumer Cyclical 11.2%
Healthcare 10.2%
Energy 4.4%
Industrials 4.3%
Basic Materials 4.1%
Consumer Defensive 2.3%
Real Estate 1.3%