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Portfolio (Quarterly) Guide ↗

SIMPLEX TRADING, LLC

· CIK 0001488542
13F Portfolio $149.1B AUM 10,161 positions Filed May 14, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 2204 New 2617 Added 3899 Reduced 1620 Exited
Page 1 of 195  ·  3,899 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
1 PUT INVESCO QQQ TR 11,252,400.0 $6.49B 4.36% -4.1M -26.8% $577.18
2 CALL TESLA INC 9,196,400.0 $3.42B 2.29% -2.5M -21.3% $371.75
3 PUT NVIDIA CORPORATION 19,209,500.0 $3.35B 2.25% -7.1M -27.1% $174.40
4 CALL NVIDIA CORPORATION 19,080,700.0 $3.33B 2.23% -9.6M -33.5% $174.40
5 PUT TESLA INC 8,312,400.0 $3.09B 2.07% -4.5M -35.3% $371.75
6 CALL SPDR GOLD TR 5,490,500.0 $2.36B 1.58% -931K -14.5% $430.29
7 CALL META PLATFORMS INC 4,109,700.0 $2.35B 1.58% -496K -10.8% $572.13
8 CALL APPLE INC 8,760,100.0 $2.22B 1.49% -526K -5.7% $253.79
9 CALL ALPHABET INC 7,197,200.0 $2.07B 1.39% -1.7M -19.5% $287.25
10 PUT SPDR GOLD TR 3,830,900.0 $1.65B 1.11% -321K -7.7% $430.29
11 PUT APPLE INC 6,022,900.0 $1.53B 1.02% -1.7M -22.2% $253.79
12 PUT ALPHABET INC 5,053,100.0 $1.45B 0.97% -2.3M -31.3% $287.30
13 PUT SELECT SECTOR SPDR TR 15,375,700.0 $1.02B 0.69% -1.4M -8.4% $66.65
14 PUT VANECK ETF TRUST 3,276,100.0 $820.0M 0.55% -1.5M -30.8% $250.29
15 PUT NETFLIX INC. 7,568,800.0 $727.7M 0.49% -2.5M -24.8% $96.15
16 PUT ISHARES SILVER TR 10,536,200.0 $717.9M 0.48% -774K -6.8% $68.14
17 CALL NETFLIX INC. 7,413,400.0 $712.8M 0.48% -2.3M -23.8% $96.15
18 PUT PALANTIR TECHNOLOGIES INC 4,851,200.0 $709.6M 0.48% -1.2M -20.1% $146.28
19 PUT ADVANCED MICRO DEVICES INC 3,480,900.0 $708.1M 0.47% -305K -8.1% $203.43
20 PUT BROADCOM INC 2,097,100.0 $649.1M 0.43% -1.6M -42.7% $309.51
Page 1 of 195  ·  3,899 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 33.1%
Financial Services 16.1%
Communication Services 11.7%
Consumer Cyclical 11.2%
Healthcare 10.2%
Energy 4.4%
Industrials 4.3%
Basic Materials 4.1%
Consumer Defensive 2.3%
Real Estate 1.3%