Portfolio (Quarterly) Guide ↗

SIMPLEX TRADING, LLC

· CIK 0001488542

13F Portfolio $149.1B AUM 10,161 positions Filed May 14, 2026 EDGAR ↗ ← All Funds

Q1 2026 Q4 2025 · All 2204 New 2617 Added 3899 Reduced 1620 Exited

Page 98 of 111 · 2,204 positions

#	Ticker	Company	Sector	Shares	Value ↓	% Port	Chg Shares	Chg %	Period Price ①	Since Period ①
1941	— CALL	ENVISTA HOLDINGS CORPORATION	—	100.0	$3K	—	NEW	—	$25.37	—
1942	—	INVESTMENT MANAGERS SER TR I	—	141.0	$3K	—	NEW	—	$17.79	—
1943	— CALL	LUCKY STRIKE ENTERTAINMENT C	—	300.0	$2K	—	NEW	—	$8.32	—
1944	— PUT	TRIPLEPOINT VENTURE GROWTH B	—	500.0	$2K	—	NEW	—	$4.99	—
1945	— CALL	TABOOLA.COM LTD	—	800.0	$2K	—	NEW	—	$3.10	—
1946	—	OWLET INC	—	480.0	$2K	—	NEW	—	$5.14	—
1947	BTCS	BTCS INC	Financial Services	1,752.0	$2K	—	NEW	—	$1.39	+6.8%
1948	— PUT	INTL GNRL INSURANCE HLDNGS L	—	100.0	$2K	—	NEW	—	$24.22	—
1949	PPBT	PURPLE BIOTECH LTD	Healthcare	597.0	$2K	—	NEW	—	$4.04	-64.1%
1950	FULT	FULTON FINL CORP PA	Financial Services	118.0	$2K	—	NEW	—	$20.34	+11.6%
1951	EPP	ISHARES INC	—	45.0	$2K	—	NEW	—	$53.13	+2.7%
1952	NEOV	NEOVOLTA INC	Industrials	772.0	$2K	—	NEW	—	$3.08	-7.4%
1953	— CALL	CONSENSUS CLOUD SOLUTIONS IN	—	100.0	$2K	—	NEW	—	$23.74	—
1954	FLBR	FRANKLIN TEMPLETON ETF TR	—	99.0	$2K	—	NEW	—	$23.89	-1.9%
1955	NMIH	NMI HLDGS INC	Financial Services	63.0	$2K	—	NEW	—	$37.51	+3.0%
1956	— CALL	OIL STS INTL INC	—	200.0	$2K	—	NEW	—	$11.64	—
1957	— CALL	TECHTARGET INC	—	600.0	$2K	—	NEW	—	$3.88	—
1958	— CALL	ONESPAWORLD HOLDINGS LIMITED	—	100.0	$2K	—	NEW	—	$22.95	—
1959	— PUT	FARADAY FUTURE INTLGT ELEC I	—	7,900.0	$2K	—	NEW	—	$0.27	—
1960	— CALL	BLACKROCK TCP CAPITAL CORP	—	600.0	$2K	—	NEW	—	$3.61	—

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① Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation

Technology 33.7%

Financial Services 16.1%

Consumer Cyclical 11.4%

Healthcare 10.4%

Communication Services 10.4%

Energy 4.5%

Industrials 4.4%

Basic Materials 4.2%

Consumer Defensive 2.4%

Utilities 1.4%