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Portfolio (Quarterly) Guide ↗

SIMPLEX TRADING, LLC

· CIK 0001488542
13F Portfolio $149.1B AUM 10,161 positions Filed May 14, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 2204 New 2617 Added 3899 Reduced 1620 Exited
Page 98 of 111  ·  2,204 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
1941 CALL ENVISTA HOLDINGS CORPORATION 100.0 $3K NEW $25.37
1942 INVESTMENT MANAGERS SER TR I 141.0 $3K NEW $17.79
1943 CALL LUCKY STRIKE ENTERTAINMENT C 300.0 $2K NEW $8.32
1944 PUT TRIPLEPOINT VENTURE GROWTH B 500.0 $2K NEW $4.99
1945 CALL TABOOLA.COM LTD 800.0 $2K NEW $3.10
1946 OWLET INC 480.0 $2K NEW $5.14
1947 BTCS BTCS INC Financial Services 1,752.0 $2K NEW $1.39 +17.3%
1948 PUT INTL GNRL INSURANCE HLDNGS L 100.0 $2K NEW $24.22
1949 PPBT PURPLE BIOTECH LTD Healthcare 597.0 $2K NEW $4.04 -28.2%
1950 FULT FULTON FINL CORP PA Financial Services 118.0 $2K NEW $20.34 +7.0%
1951 EPP ISHARES INC 45.0 $2K NEW $53.13 +3.8%
1952 NEOV NEOVOLTA INC Industrials 772.0 $2K NEW $3.08 -10.4%
1953 CALL CONSENSUS CLOUD SOLUTIONS IN 100.0 $2K NEW $23.74
1954 FLBR FRANKLIN TEMPLETON ETF TR 99.0 $2K NEW $23.89 -3.8%
1955 NMIH NMI HLDGS INC Financial Services 63.0 $2K NEW $37.51 -1.0%
1956 CALL OIL STS INTL INC 200.0 $2K NEW $11.64
1957 CALL TECHTARGET INC 600.0 $2K NEW $3.88
1958 CALL ONESPAWORLD HOLDINGS LIMITED 100.0 $2K NEW $22.95
1959 PUT FARADAY FUTURE INTLGT ELEC I 7,900.0 $2K NEW $0.27
1960 CALL BLACKROCK TCP CAPITAL CORP 600.0 $2K NEW $3.61
Page 98 of 111  ·  2,204 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 33.1%
Financial Services 16.1%
Communication Services 11.7%
Consumer Cyclical 11.2%
Healthcare 10.2%
Energy 4.4%
Industrials 4.3%
Basic Materials 4.1%
Consumer Defensive 2.3%
Real Estate 1.3%