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Portfolio (Quarterly) Guide ↗

SIMPLEX TRADING, LLC

· CIK 0001488542
13F Portfolio $149.1B AUM 10,161 positions Filed May 14, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 2204 New 2617 Added 3899 Reduced 1620 Exited
Page 97 of 111  ·  2,204 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
1921 SEADRILL LTD 61.0 $3K NEW $45.49
1922 MJ AMPLIFY ETF TR 120.0 $3K NEW $23.02 +10.0%
1923 OPPJ WISDOMTREE TR 50.0 $3K NEW $54.36 +8.4%
1924 CALL BUSINESS FIRST BANCSHARES IN 100.0 $3K NEW $27.04
1925 FPX FIRST TR EXCHANGE-TRADED FD 17.0 $3K NEW $158.76 +22.5%
1926 PUT ISHARES STAKED ETHEREUM TR E 100.0 $3K NEW $26.97
1927 PUT NEXPOINT REAL ESTATE FIN INC 200.0 $3K NEW $13.47
1928 CATY CATHAY GEN BANCORP Financial Services 54.0 $3K NEW $49.85 +16.1%
1929 LAB STANDARD BIOTOOLS INC Healthcare 2,915.0 $3K NEW $0.92 +17.0%
1930 CALL CONNECTONE BANCORP INC 100.0 $3K NEW $26.77
1931 PUT GOLDEN ENTMT INC 100.0 $3K NEW $26.69
1932 PUT ASCENT INDUSTRIES CO 200.0 $3K NEW $13.31
1933 KGRN KRANESHARES TRUST 93.0 $3K NEW $28.61 -5.4%
1934 EMERA INC 51.0 $3K NEW $51.86
1935 PUT SCHNEIDER NATIONAL INC 100.0 $3K NEW $26.36
1936 RMNI RIMINI STR INC DEL Technology 802.0 $3K NEW $3.28 +8.4%
1937 PUT HERITAGE INSURANCE HLDGS INC 100.0 $3K NEW $26.25
1938 CALL VOX ROYALTY CORP 500.0 $3K NEW $5.24
1939 CRAI CRA INTL INC Industrials 16.0 $3K NEW $161.88 -9.9%
1940 SCHM SCHWAB STRATEGIC TR 82.0 $3K NEW $30.95 +13.8%
Page 97 of 111  ·  2,204 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 33.1%
Financial Services 16.1%
Communication Services 11.7%
Consumer Cyclical 11.2%
Healthcare 10.2%
Energy 4.4%
Industrials 4.3%
Basic Materials 4.1%
Consumer Defensive 2.3%
Real Estate 1.3%