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Portfolio (Quarterly) Guide ↗

SIMPLEX TRADING, LLC

· CIK 0001488542
13F Portfolio $149.1B AUM 10,161 positions Filed May 14, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 2204 New 2617 Added 3899 Reduced 1620 Exited
Page 96 of 111  ·  2,204 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
1901 CALL KEMPER CORP 100.0 $3K NEW $30.56
1902 VERX VERTEX INC Technology 257.0 $3K NEW $11.89 +9.9%
1903 PUT PENNANT GROUP INC 100.0 $3K NEW $30.48
1904 PUT SUMMIT MIDSTREAM CORPORATION 100.0 $3K NEW $30.24
1905 INVESTMENT MANAGERS SER TR I 188.0 $3K NEW $16.06
1906 CALL LITMAN GREGORY FDS TR 100.0 $3K NEW $30.15
1907 CALL BAYCOM CORP 100.0 $3K NEW $29.72
1908 PUT GREYSTONE HOUSING IMPACT INV 600.0 $3K NEW $4.92
1909 PUT CENTURI HOLDINGS INC 100.0 $3K NEW $29.21
1910 PUT FRANKLIN XRP TRUST 200.0 $3K NEW $14.59
1911 BKF ISHARES INC 71.0 $3K NEW $40.66 +0.2%
1912 VOX ROYALTY CORP 542.0 $3K NEW $5.24
1913 WLTH WEALTHFRONT CORP Technology 307.0 $3K NEW $9.25 +29.9%
1914 CALL GENIE ENERGY LTD 200.0 $3K NEW $14.14
1915 IPI INTREPID POTASH INC Basic Materials 66.0 $3K NEW $42.76 -6.9%
1916 AXGN AXOGEN INC Healthcare 85.0 $3K NEW $33.13 +25.1%
1917 PUT TFS FINL CORP 200.0 $3K NEW $14.05
1918 FIDELITY COVINGTON TRUST 101.0 $3K NEW $27.79
1919 MD PEDIATRIX MEDICAL GROUP INC Healthcare 131.0 $3K NEW $21.39 +0.8%
1920 SRET GLOBAL X FDS 132.0 $3K NEW $21.20 +6.4%
Page 96 of 111  ·  2,204 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 33.1%
Financial Services 16.1%
Communication Services 11.7%
Consumer Cyclical 11.2%
Healthcare 10.2%
Energy 4.4%
Industrials 4.3%
Basic Materials 4.1%
Consumer Defensive 2.3%
Real Estate 1.3%