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Portfolio (Quarterly) Guide ↗

SIMPLEX TRADING, LLC

· CIK 0001488542
13F Portfolio $149.1B AUM 10,161 positions Filed May 14, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 2204 New 2617 Added 3899 Reduced 1620 Exited
Page 94 of 111  ·  2,204 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
1861 SAMG SILVERCREST ASSET MGMT GROUP Financial Services 285.0 $4K NEW $13.44 -14.1%
1862 NOA NORTH AMERN CONSTR GROUP LTD Energy 283.0 $4K NEW $13.48 +7.4%
1863 FTAG FIRST TR EXCHANGE-TRADED FD 128.0 $4K NEW $29.55 -1.5%
1864 AQWA GLOBAL X FDS 199.0 $4K NEW $18.97 -0.4%
1865 CTS CTS CORP Technology 79.0 $4K NEW $47.76 +36.6%
1866 LAUR LAUREATE ED INC Consumer Defensive 108.0 $4K NEW $34.83 -3.7%
1867 MITT TPG MTG INVTS TR INC Real Estate 509.0 $4K NEW $7.31 +6.2%
1868 CALL FIDELITY COVINGTON TRUST 100.0 $4K NEW $37.20
1869 CALL UNITED FIRE GROUP INC 100.0 $4K NEW $37.06
1870 CALL THEMES ETF TR 500.0 $4K NEW $7.31
1871 PUT TRINET GROUP INC 100.0 $4K NEW $36.43
1872 EQAL INVESCO EXCH TRADED FD TR II 66.0 $4K NEW $55.09 +6.6%
1873 LGLV SPDR SERIES TRUST 20.0 $4K NEW $178.10 +1.0%
1874 FGNX FG NEXUS INC. Financial Services 706.0 $4K NEW $4.99 +53.9%
1875 NATR NATURES SUNSHINE PRODS INC Consumer Defensive 146.0 $4K NEW $23.99 -8.7%
1876 PUT LAUREATE ED INC 100.0 $3K NEW $34.84
1877 HGTY HAGERTY INC Financial Services 330.0 $3K NEW $10.53 -1.7%
1878 INVESTMENT MANAGERS SER TR I 249.0 $3K NEW $13.78
1879 PUT CHICAGO ATLANTIC REAL ESTATE 300.0 $3K NEW $11.32
1880 PUT NATIONAL BEVERAGE CORP 100.0 $3K NEW $33.65
Page 94 of 111  ·  2,204 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 33.1%
Financial Services 16.1%
Communication Services 11.7%
Consumer Cyclical 11.2%
Healthcare 10.2%
Energy 4.4%
Industrials 4.3%
Basic Materials 4.1%
Consumer Defensive 2.3%
Real Estate 1.3%