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Portfolio (Quarterly) Guide ↗

SIMPLEX TRADING, LLC

· CIK 0001488542
13F Portfolio $149.1B AUM 10,161 positions Filed May 14, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 2204 New 2617 Added 3899 Reduced 1620 Exited
Page 93 of 111  ·  2,204 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
1841 CALL CHINA AUTOMOTIVE SYS INC 1,000.0 $4K NEW $4.20
1842 QDVO AMPLIFY ETF TR 157.0 $4K NEW $26.65 +15.3%
1843 CALL GERMAN AMERN BANCORP INC 100.0 $4K NEW $41.79
1844 PUT ADAPTIVE BIOTECHNOLOGIES COR 300.0 $4K NEW $13.88
1845 CTOS CUSTOM TRUCK ONE SOURCE INC Industrials 633.0 $4K NEW $6.57 +47.4%
1846 PUT INNOVATIVE SOLUTIONS & SUPPO 200.0 $4K NEW $20.53
1847 PUT CRANE NXT CO 100.0 $4K NEW $40.59
1848 PUT UNIVERSAL HEALTH RLTY INCOME 100.0 $4K NEW $40.47
1849 CALL OLD SECOND BANCORP INC DEL 200.0 $4K NEW $20.16
1850 USAX INVESTMENT MANAGERS SER TR I 308.0 $4K NEW $13.09 +172.3%
1851 CALL ESSENTIAL UTILS INC 100.0 $4K NEW $40.27
1852 HYMB SPDR SERIES TRUST 162.0 $4K NEW $24.80 +1.1%
1853 CALL AVISTA CORP 100.0 $4K NEW $40.14
1854 CRMX INVESTMENT MANAGERS SER TR I 321.0 $4K NEW $12.48 +59.5%
1855 PUT FIRST TR EXCHANGE TRADED FD 100.0 $4K NEW $39.43
1856 CALL POLYPID LTD 900.0 $4K NEW $4.38
1857 CRNX CRINETICS PHARMACEUTICALS IN Healthcare 108.0 $4K NEW $36.31 +1.3%
1858 CALL SEANERGY MARITIME HLDGS CORP 300.0 $4K NEW $12.91
1859 CALL ACRES COMMERCIAL REALTY CORP 200.0 $4K NEW $19.32
1860 PUT ECOVYST INC 300.0 $4K NEW $12.86
Page 93 of 111  ·  2,204 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 33.1%
Financial Services 16.1%
Communication Services 11.7%
Consumer Cyclical 11.2%
Healthcare 10.2%
Energy 4.4%
Industrials 4.3%
Basic Materials 4.1%
Consumer Defensive 2.3%
Real Estate 1.3%