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Portfolio (Quarterly) Guide ↗

SIMPLEX TRADING, LLC

· CIK 0001488542
13F Portfolio $149.1B AUM 10,161 positions Filed May 14, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 2204 New 2617 Added 3899 Reduced 1620 Exited
Page 9 of 111  ·  2,204 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
161 PUT INVESCO DB MULTI-SECTOR COMM 91,200.0 $2.5M 0.00% NEW $27.06
162 PUT VULCAN MATLS CO 8,900.0 $2.4M 0.00% NEW $272.30
163 ANGLOGOLD ASHANTI PLC 23,983.0 $2.3M 0.00% NEW $97.36
164 O REALTY INCOME CORP Real Estate 37,812.0 $2.3M 0.00% NEW $61.18 +1.4%
165 PUT BLUE OWL CAPITAL CORPORATION 208,900.0 $2.3M 0.00% NEW $11.06
166 BUD ANHEUSER BUSCH INBEV SA NV Consumer Defensive 33,295.0 $2.3M 0.00% NEW $69.37 +20.3%
167 CALL BIOCRYST PHARMACEUTICALS INC 240,900.0 $2.3M 0.00% NEW $9.52
168 PUT SPROTT FDS TR 37,400.0 $2.3M 0.00% NEW $61.16
169 PACS PACS GROUP INC Financial Services 70,720.0 $2.3M 0.00% NEW $32.12 +17.5%
170 CZR CAESARS ENTERTAINMENT INC NE Consumer Cyclical 85,659.0 $2.3M 0.00% NEW $26.43 +7.7%
171 PUT CANADIAN IMPERIAL BANK OF CO 23,400.0 $2.2M 0.00% NEW $94.75
172 HL HECLA MINING COMPANY Basic Materials 118,499.0 $2.2M 0.00% NEW $18.63 -8.9%
173 PUT MADRIGAL PHARMACEUTICALS INC 4,200.0 $2.2M 0.00% NEW $523.47
174 BLOCK INC 36,374.0 $2.2M 0.00% NEW $60.18
175 PUT GRUPO FINANCIERO GALICIA S.A 46,100.0 $2.2M 0.00% NEW $46.71
176 CALL COCA-COLA EUROPACIFIC PARTNE 22,600.0 $2.0M 0.00% NEW $90.67
177 PUT DISTRIBUTION SOLUTIONS GRP I 77,200.0 $2.0M 0.00% NEW $26.24
178 CALL GRAYSCALE ETHEREUM STAKING 101,600.0 $2.0M 0.00% NEW $19.86
179 CALL BROOKFIELD RENEWABLE ENERGY 61,500.0 $2.0M 0.00% NEW $32.64
180 PUT FORRESTER RESH INC 350,000.0 $2.0M 0.00% NEW $5.66
Page 9 of 111  ·  2,204 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 33.1%
Financial Services 16.1%
Communication Services 11.7%
Consumer Cyclical 11.2%
Healthcare 10.2%
Energy 4.4%
Industrials 4.3%
Basic Materials 4.1%
Consumer Defensive 2.3%
Real Estate 1.3%