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Portfolio (Quarterly) Guide ↗

SIMPLEX TRADING, LLC

· CIK 0001488542
13F Portfolio $149.1B AUM 10,161 positions Filed May 14, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 2204 New 2617 Added 3899 Reduced 1620 Exited
Page 89 of 111  ·  2,204 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
1761 OCULIS HOLDING AG 222.0 $6K NEW $26.59
1762 SARK INVESTMENT MANAGERS SER TR I 178.0 $6K NEW $33.13 -13.8%
1763 CALL COMMUNITY FINANCIAL SYSTEM I 100.0 $6K NEW $58.65
1764 YATSEN HLDG LTD 1,900.0 $6K NEW $3.08
1765 CALL BARRETT BUSINESS SVCS INC 200.0 $6K NEW $29.18
1766 PUT PRENETICS GLOBAL LTD 300.0 $6K NEW $19.32
1767 CALL LIFETIME BRANDS INC 1,000.0 $6K NEW $5.74
1768 PUT MAXEON SOLAR TECHNOLOGIES LT 3,800.0 $6K NEW $1.51
1769 PUT FEDERATED HERMES INC 100.0 $6K NEW $56.71
1770 MNTK MONTAUK RENEWABLES INC Utilities 4,915.0 $6K NEW $1.15 +40.9%
1771 DBEU DBX ETF TR 115.0 $6K NEW $48.71 +7.6%
1772 PUT 1ST FINL BANCORP 200.0 $6K NEW $27.88
1773 EYE NATIONAL VISION HLDGS INC Consumer Cyclical 214.0 $6K NEW $25.90 -35.9%
1774 CALL DR REDDYS LABS LTD 400.0 $6K NEW $13.85
1775 CALL CARTESIAN THERAPEUTICS INC 900.0 $6K NEW $6.15
1776 CALL TRIPLEPOINT VENTURE GROWTH B 1,100.0 $5K NEW $4.99
1777 APOG APOGEE ENTERPRISES INC Industrials 162.0 $5K NEW $33.54 +9.6%
1778 CALL LIFE TIME GROUP HOLDINGS INC 200.0 $5K NEW $26.94
1779 PUT ASTEC INDS INC 100.0 $5K NEW $53.84
1780 PUT LIFEZONE METALS LIMITED 1,600.0 $5K NEW $3.36
Page 89 of 111  ·  2,204 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 33.1%
Financial Services 16.1%
Communication Services 11.7%
Consumer Cyclical 11.2%
Healthcare 10.2%
Energy 4.4%
Industrials 4.3%
Basic Materials 4.1%
Consumer Defensive 2.3%
Real Estate 1.3%