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Portfolio (Quarterly) Guide ↗

SIMPLEX TRADING, LLC

· CIK 0001488542
13F Portfolio $149.1B AUM 10,161 positions Filed May 14, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 2204 New 2617 Added 3899 Reduced 1620 Exited
Page 88 of 111  ·  2,204 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
1741 CALL NATIONAL ENERGY SERVICES REU 300.0 $6K NEW $21.47
1742 CALL PERMA-FIX ENVIRONMENTAL SVCS 600.0 $6K NEW $10.69
1743 PUT SOUTHERN MO BANCORP INC 100.0 $6K NEW $63.94
1744 PUT BAUSCH PLUS LOMB CORP 400.0 $6K NEW $15.90
1745 FLS FLOWSERVE CORP Industrials 86.0 $6K NEW $73.50 -0.2%
1746 PUT MYRIAD GENETICS INC 1,400.0 $6K NEW $4.50
1747 PUT INDUSTRIAL LOGISTICS PPTYS T 1,100.0 $6K NEW $5.68
1748 PUT EMPIRE ST RLTY TR INC 1,200.0 $6K NEW $5.20
1749 CALL ALLIANCE LAUNDRY HLDGS INC 300.0 $6K NEW $20.74
1750 PUT GORMAN RUPP CO 100.0 $6K NEW $62.13
1751 GOLF ACUSHNET HLDGS CORP Consumer Cyclical 66.0 $6K NEW $93.47 -3.7%
1752 PUT OWLET INC 1,200.0 $6K NEW $5.14
1753 CALL TERRENO RLTY CORP 100.0 $6K NEW $61.42
1754 CALL CUSHMAN AND WAKEFIELD LTD 500.0 $6K NEW $12.26
1755 PUT ZENTALIS PHARMACEUTICALS INC 2,600.0 $6K NEW $2.34
1756 CALL SEACOAST BKG CORP FLA 200.0 $6K NEW $30.29
1757 PUT ENERGY RECOVERY INC 600.0 $6K NEW $10.07
1758 CALL DOLBY LABORATORIES INC 100.0 $6K NEW $60.06
1759 TSMG THEMES ETF TR 215.0 $6K NEW $27.59 +43.0%
1760 PUT SIMULATIONS PLUS INC 500.0 $6K NEW $11.82
Page 88 of 111  ·  2,204 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 33.1%
Financial Services 16.1%
Communication Services 11.7%
Consumer Cyclical 11.2%
Healthcare 10.2%
Energy 4.4%
Industrials 4.3%
Basic Materials 4.1%
Consumer Defensive 2.3%
Real Estate 1.3%