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Portfolio (Quarterly) Guide ↗

SIMPLEX TRADING, LLC

· CIK 0001488542
13F Portfolio $149.1B AUM 10,161 positions Filed May 14, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 2204 New 2617 Added 3899 Reduced 1620 Exited
Page 87 of 111  ·  2,204 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
1721 DORM DORMAN PRODS INC Consumer Cyclical 67.0 $7K NEW $104.36 +15.3%
1722 PUT AUTOHOME INC 400.0 $7K NEW $17.37
1723 CALC CALCIMEDICA INC Healthcare 12,816.0 $7K NEW $0.54 +40.8%
1724 PUT TRAVEL PLUS LEISURE CO 100.0 $7K NEW $69.19
1725 PRENETICS GLOBAL LTD 356.0 $7K NEW $19.32
1726 RXL PROSHARES TR 150.0 $7K NEW $45.85 +2.1%
1727 PUT SONIC AUTOMOTIVE INC 100.0 $7K NEW $68.56
1728 OXM OXFORD INDS INC Consumer Cyclical 176.0 $7K NEW $38.51 +17.1%
1729 SLON PROSHARES TR 1,341.0 $7K NEW $5.04 -2.8%
1730 PUT FIRST TR EXCHNG TRADED FD VI 300.0 $7K NEW $22.49
1731 OZEM ROUNDHILL ETF TRUST 216.0 $7K NEW $31.20 -0.4%
1732 SCHY SCHWAB STRATEGIC TR 212.0 $7K NEW $31.66 +2.6%
1733 PUT GREIF INC 100.0 $7K NEW $67.06
1734 CALL NN INC 4,600.0 $7K NEW $1.45
1735 SCHE SCHWAB STRATEGIC TR 201.0 $7K NEW $32.95 +10.6%
1736 ILPT INDUSTRIAL LOGISTICS PPTYS T Real Estate 1,163.0 $7K NEW $5.68 +53.5%
1737 CALL THE BALDWIN INSURANCE GRP IN 300.0 $7K NEW $21.94
1738 PUT IMMUNIC INC 5,900.0 $7K NEW $1.11
1739 PUT MARRIOTT VACATIONS WORLDWIDE 100.0 $7K NEW $65.12
1740 PUT INVESCO EXCHANGE TRADED FD T 200.0 $6K NEW $32.23
Page 87 of 111  ·  2,204 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 33.1%
Financial Services 16.1%
Communication Services 11.7%
Consumer Cyclical 11.2%
Healthcare 10.2%
Energy 4.4%
Industrials 4.3%
Basic Materials 4.1%
Consumer Defensive 2.3%
Real Estate 1.3%