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Portfolio (Quarterly) Guide ↗

SIMPLEX TRADING, LLC

· CIK 0001488542
13F Portfolio $149.1B AUM 10,161 positions Filed May 14, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 2204 New 2617 Added 3899 Reduced 1620 Exited
Page 86 of 111  ·  2,204 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
1701 EFV ISHARES TR 100.0 $7K NEW $74.34 +6.3%
1702 RANI RANI THERAPEUTICS HLDGS INC Healthcare 10,101.0 $7K NEW $0.73 +29.3%
1703 PUT ENTRAVISION COMMUNICATIONS C 2,500.0 $7K NEW $2.97
1704 SKILLZ INC 2,852.0 $7K NEW $2.59
1705 PUT SPECTRUM BRANDS HOLDINGS INC 100.0 $7K NEW $73.70
1706 INVESTMENT MANAGERS SER TR I 512.0 $7K NEW $14.39
1707 MONEYHERO LIMITED 5,573.0 $7K NEW $1.32
1708 PUT TRANSCAT INC 100.0 $7K NEW $73.45
1709 CALL TEADS HLDG CO 11,100.0 $7K NEW $0.66
1710 IGE ISHARES TR 116.0 $7K NEW $62.94 -3.9%
1711 PUT IHEARTMEDIA INC 2,500.0 $7K NEW $2.92
1712 GRANITESHARES ETF TR 2,534.0 $7K NEW $2.87
1713 CALL ORRSTOWN FINL SVCS INC 200.0 $7K NEW $36.08
1714 CALL HILLTOP HLDGS INC 200.0 $7K NEW $35.82
1715 CALL SILA REALTY TRUST INC 300.0 $7K NEW $23.68
1716 INTW GRANITESHARES ETF TR 137.0 $7K NEW $51.82 +518.9%
1717 PUT SENSATA TECHNOLOGIES HLDG PL 200.0 $7K NEW $35.22
1718 ROUNDHILL ETF TRUST 231.0 $7K NEW $30.44
1719 BWAY BRAINSWAY LTD Healthcare 529.0 $7K NEW $13.29 +16.7%
1720 CALL TARSUS PHARMACEUTICALS INC 100.0 $7K NEW $70.15
Page 86 of 111  ·  2,204 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 33.1%
Financial Services 16.1%
Communication Services 11.7%
Consumer Cyclical 11.2%
Healthcare 10.2%
Energy 4.4%
Industrials 4.3%
Basic Materials 4.1%
Consumer Defensive 2.3%
Real Estate 1.3%