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Portfolio (Quarterly) Guide ↗

SIMPLEX TRADING, LLC

· CIK 0001488542
13F Portfolio $149.1B AUM 10,161 positions Filed May 14, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 2204 New 2617 Added 3899 Reduced 1620 Exited
Page 84 of 111  ·  2,204 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
1661 COLL COLLEGIUM PHARMACEUTICAL INC Healthcare 259.0 $9K NEW $33.07 +4.0%
1662 CALL ETF OPPORTUNITIES TRUST 400.0 $9K NEW $21.38
1663 QCRH QCR HLDGS INC Financial Services 100.0 $9K NEW $85.45 +7.4%
1664 NVYY GRANITESHARES ETF TR 599.0 $9K NEW $14.23 -4.4%
1665 PRKS UNITED PARKS & RESORTS INC Consumer Cyclical 260.0 $8K NEW $32.66 +18.0%
1666 PUT GRACO INC 100.0 $8K NEW $84.65
1667 GOOP KURV ETF TR 254.0 $8K NEW $33.31 +36.6%
1668 IDXX IDEXX LABS INC Healthcare 15.0 $8K NEW $561.87 -0.7%
1669 WEBS ETF TR 290.0 $8K NEW $28.95
1670 CSD INVESCO EXCHANGE TRADED FD T 74.0 $8K NEW $112.66 +22.6%
1671 CAPTIVISION INC 21,164.0 $8K NEW $0.39
1672 PUT LUCKY STRIKE ENTERTAINMENT C 1,000.0 $8K NEW $8.32
1673 FDVV FIDELITY COVINGTON TRUST 150.0 $8K NEW $55.24 +10.1%
1674 PUT BRIGHT HORIZONS FAM SOL IN D 100.0 $8K NEW $82.13
1675 PUT ENACT HLDGS INC 200.0 $8K NEW $40.81
1676 PUT FIRST INTERNET BANCORP 400.0 $8K NEW $20.38
1677 CALL DHI GROUP INC 2,900.0 $8K NEW $2.81
1678 CALL BRADY CORP 100.0 $8K NEW $81.23
1679 PUT WYNDHAM HOTELS & RESORTS INC 100.0 $8K NEW $81.23
1680 PUT OFG BANCORP 200.0 $8K NEW $40.46
Page 84 of 111  ·  2,204 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 33.1%
Financial Services 16.1%
Communication Services 11.7%
Consumer Cyclical 11.2%
Healthcare 10.2%
Energy 4.4%
Industrials 4.3%
Basic Materials 4.1%
Consumer Defensive 2.3%
Real Estate 1.3%