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Portfolio (Quarterly) Guide ↗

SIMPLEX TRADING, LLC

· CIK 0001488542
13F Portfolio $149.1B AUM 10,161 positions Filed May 14, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 2204 New 2617 Added 3899 Reduced 1620 Exited
Page 83 of 111  ·  2,204 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
1641 YOLO ADVISORSHARES TR 3,554.0 $9K NEW $2.63 +9.5%
1642 PUT AMTECH SYS INC 800.0 $9K NEW $11.68
1643 CALL HARBOR ETF TRUST 300.0 $9K NEW $31.01
1644 CALL CENTURY THERAPEUTICS INC 4,100.0 $9K NEW $2.26
1645 CLFD CLEARFIELD INC Technology 350.0 $9K NEW $26.47 +86.8%
1646 PUT OFS CAP CORP 2,600.0 $9K NEW $3.55
1647 CALL FRANKLIN ELEC INC 100.0 $9K NEW $92.17
1648 PUT SKYWEST INC 100.0 $9K NEW $91.83
1649 QQQH NEOS ETF TRUST 177.0 $9K NEW $51.25 +9.2%
1650 CALL ZURN ELKAY WATER SOLNS CORP 200.0 $9K NEW $44.84
1651 CALL WALKER & DUNLOP INC 200.0 $9K NEW $44.38
1652 CALL FREQUENCY ELECTRS INC 200.0 $9K NEW $44.26
1653 JKHY HENRY JACK & ASSOC INC Technology 56.0 $9K NEW $158.04 -12.7%
1654 PUT NOVA MINERALS LTD 1,500.0 $9K NEW $5.87
1655 LEA LEAR CORP Consumer Cyclical 72.0 $9K NEW $121.07 +21.4%
1656 NIQ GLOBAL INTELLIGENCE PLC 766.0 $9K NEW $11.37
1657 INVESTMENT MANAGERS SER TR I 1,024.0 $9K NEW $8.46
1658 PUT ALARM COM HLDGS INC 200.0 $9K NEW $43.19
1659 TIDAL TRUST II 573.0 $9K NEW $15.06
1660 AMRX AMNEAL PHARMACEUTICALS INC Healthcare 693.0 $9K NEW $12.43 +4.4%
Page 83 of 111  ·  2,204 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 33.1%
Financial Services 16.1%
Communication Services 11.7%
Consumer Cyclical 11.2%
Healthcare 10.2%
Energy 4.4%
Industrials 4.3%
Basic Materials 4.1%
Consumer Defensive 2.3%
Real Estate 1.3%