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Portfolio (Quarterly) Guide ↗

SIMPLEX TRADING, LLC

· CIK 0001488542
13F Portfolio $149.1B AUM 10,161 positions Filed May 14, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 2204 New 2617 Added 3899 Reduced 1620 Exited
Page 82 of 111  ·  2,204 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
1621 IAK ISHARES TR 78.0 $10K NEW $128.28 +3.2%
1622 PUT KAYNE ANDERSON ENERGY INFRST 700.0 $10K NEW $14.28
1623 PUT CATHAY GEN BANCORP 200.0 $10K NEW $49.86
1624 LTH LIFE TIME GROUP HOLDINGS INC Consumer Cyclical 370.0 $10K NEW $26.94 +23.1%
1625 CALL ULTRAPAR PARTICIPACOES SA 1,800.0 $10K NEW $5.51
1626 WDCX INVESTMENT MANAGERS SER TR I 364.0 $10K NEW $27.20 +263.6%
1627 CALL JANUS INTERNATIONAL GROUP IN 1,900.0 $10K NEW $5.15
1628 CAMBRIA ETF TR 1,908.0 $10K NEW $5.11
1629 L LOEWS CORP Financial Services 91.0 $10K NEW $106.74 +1.0%
1630 CALL REGIONAL MGMT CORP 300.0 $10K NEW $32.25
1631 CALL KINIKSA PHARMACEUTICALS INTL 200.0 $10K NEW $48.15
1632 CALL STEVANATO GROUP S P A 700.0 $10K NEW $13.75
1633 PUT ETF OPPORTUNITIES TRUST 1,800.0 $10K NEW $5.33
1634 ACCO ACCO BRANDS CORP Industrials 3,173.0 $10K NEW $3.00 +36.2%
1635 PUT CELLDEX THERAPEUTICS INC NEW 300.0 $10K NEW $31.72
1636 PUT CAMDEN NATL CORP 200.0 $9K NEW $47.45
1637 WAFD WAFD INC Financial Services 302.0 $9K NEW $31.40 +14.0%
1638 PUT INTERNATIONAL MONEY EXPRESS 600.0 $9K NEW $15.80
1639 CALL CACTUS INC 200.0 $9K NEW $47.37
1640 ELECTROVAYA INC 1,207.0 $9K NEW $7.82
Page 82 of 111  ·  2,204 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 33.1%
Financial Services 16.1%
Communication Services 11.7%
Consumer Cyclical 11.2%
Healthcare 10.2%
Energy 4.4%
Industrials 4.3%
Basic Materials 4.1%
Consumer Defensive 2.3%
Real Estate 1.3%