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Portfolio (Quarterly) Guide ↗

SIMPLEX TRADING, LLC

· CIK 0001488542
13F Portfolio $149.1B AUM 10,161 positions Filed May 14, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 2204 New 2617 Added 3899 Reduced 1620 Exited
Page 81 of 111  ·  2,204 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
1601 CALL COMPANIA DE MINAS BUENAVENTU 300.0 $11K NEW $36.04
1602 PUT GAIA INC NEW 3,900.0 $11K NEW $2.77
1603 PUT DULUTH HLDGS INC 3,400.0 $11K NEW $3.16
1604 PUT EAST WEST BANCORP INC 100.0 $11K NEW $106.76
1605 GILT GILAT SATELLITE NETWORKS LTD Technology 705.0 $11K NEW $15.02 +16.0%
1606 CALL KINDERCARE LEARNING COMPANIE 4,800.0 $11K NEW $2.20
1607 SOLZ VOLATILITY SHS TR 1,255.0 $10K NEW $8.36 +0.6%
1608 CALL THEMES ETF TR 600.0 $10K NEW $17.45
1609 FBK FB FINL CORP Financial Services 200.0 $10K NEW $51.94 +1.9%
1610 PUT FIRST TR EXCH TRD ALPHDX FD 200.0 $10K NEW $51.49
1611 KSTR KRANESHARES TRUST 563.0 $10K NEW $18.28 +42.5%
1612 AGYS AGILYSYS INC Technology 144.0 $10K NEW $71.14 +11.6%
1613 SLDE SLIDE INS HLDGS INC Financial Services 568.0 $10K NEW $18.00 +3.8%
1614 SMA SMARTSTOP SELF STORAG REIT I Real Estate 337.0 $10K NEW $30.28 +3.5%
1615 ICVT ISHARES TR 100.0 $10K NEW $101.79 +17.8%
1616 UGE PROSHARES TR 550.0 $10K NEW $18.43 +4.8%
1617 OBIO ORCHESTRA BIOMED HLDGS INC Healthcare 2,381.0 $10K NEW $4.25 -7.1%
1618 ANRO ALTO NEUROSCIENCE INC Healthcare 450.0 $10K NEW $22.48 -9.1%
1619 PINE ALPINE INCOME PPTY TR INC Real Estate 558.0 $10K NEW $18.00 +7.4%
1620 PUT EXCELERATE ENERGY INC 300.0 $10K NEW $33.42
Page 81 of 111  ·  2,204 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 33.1%
Financial Services 16.1%
Communication Services 11.7%
Consumer Cyclical 11.2%
Healthcare 10.2%
Energy 4.4%
Industrials 4.3%
Basic Materials 4.1%
Consumer Defensive 2.3%
Real Estate 1.3%