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Portfolio (Quarterly) Guide ↗

SIMPLEX TRADING, LLC

· CIK 0001488542
13F Portfolio $149.1B AUM 10,161 positions Filed May 14, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 2204 New 2617 Added 3899 Reduced 1620 Exited
Page 80 of 111  ·  2,204 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
1581 USOY TIDAL TRUST II 1,254.0 $12K NEW $9.22 -11.3%
1582 PBD INVESCO EXCH TRADED FD TR II 644.0 $12K NEW $17.93 +23.9%
1583 NOVA MINERALS LTD 1,964.0 $12K NEW $5.87
1584 TMP TOMPKINS FINL CORP Financial Services 146.0 $12K NEW $78.84 +10.5%
1585 CALL STARZ ENTERTAINMENT CORP. 1,000.0 $12K NEW $11.50
1586 PUT LAKELAND FINL CORP 200.0 $11K NEW $57.38
1587 TECH BIO-TECHNE CORP Healthcare 219.0 $11K NEW $52.26 -8.8%
1588 AAT AMERICAN ASSETS TR INC Real Estate 613.0 $11K NEW $18.41 +22.9%
1589 CALL ENHABIT INC 800.0 $11K NEW $14.09
1590 PUT LANDS END INC NEW 1,000.0 $11K NEW $11.24
1591 PUT SILICON MOTION TECHNOLOGY CO 100.0 $11K NEW $112.29
1592 KBWD INVESCO EXCH TRADED FD TR II 888.0 $11K NEW $12.54 -0.0%
1593 PUT PATRICK INDS INC 100.0 $11K NEW $111.07
1594 CALL FOMENTO ECONOMICO MEXICANO S 100.0 $11K NEW $111.06
1595 SHOO MADDEN STEVEN LTD Consumer Cyclical 327.0 $11K NEW $33.92 +27.5%
1596 PUT SCULLY ROYALTY LTD 1,400.0 $11K NEW $7.82
1597 PUT GARRETT MOTION INC 600.0 $11K NEW $18.17
1598 ETF OPPORTUNITIES TRUST 714.0 $11K NEW $15.23
1599 PUT AMPLIFY COMMODITY TRUST 200.0 $11K NEW $54.23
1600 CALL FEDERAL SIGNAL CORP 100.0 $11K NEW $108.14
Page 80 of 111  ·  2,204 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 33.1%
Financial Services 16.1%
Communication Services 11.7%
Consumer Cyclical 11.2%
Healthcare 10.2%
Energy 4.4%
Industrials 4.3%
Basic Materials 4.1%
Consumer Defensive 2.3%
Real Estate 1.3%