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Portfolio (Quarterly) Guide ↗

SIMPLEX TRADING, LLC

· CIK 0001488542
13F Portfolio $149.1B AUM 10,161 positions Filed May 14, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 2204 New 2617 Added 3899 Reduced 1620 Exited
Page 8 of 111  ·  2,204 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
141 PUT UNIVERSAL TECHNICAL INST INC 77,400.0 $2.8M 0.00% NEW $36.10
142 ZIM ZIM INTEGRATED SHIPPING SERV Industrials 104,650.0 $2.8M 0.00% NEW $26.35 -4.6%
143 CALL TIDAL TRUST II 127,500.0 $2.7M 0.00% NEW $21.33
144 EC ECOPETROL S A Energy 180,791.0 $2.7M 0.00% NEW $14.99 -7.6%
145 ODFL OLD DOMINION FREIGHT LINE IN Industrials 13,838.0 $2.7M 0.00% NEW $195.40 +7.7%
146 BKLN INVESCO EXCH TRADED FD TR II 132,284.0 $2.7M 0.00% NEW $20.41 +0.3%
147 CALL PROSHARES TR 106,800.0 $2.7M 0.00% NEW $25.24
148 MTDR MATADOR RES CO Energy 42,624.0 $2.7M 0.00% NEW $63.18 -10.4%
149 MO ALTRIA GROUP INC Consumer Defensive 40,668.0 $2.7M 0.00% NEW $65.99 +12.0%
150 PDS PRECISION DRILLING CORP Energy 26,861.0 $2.6M 0.00% NEW $98.40 -1.4%
151 CALL SOCIEDAD QUIMICA Y MINERA DE 32,500.0 $2.6M 0.00% NEW $80.94
152 CALL AMERICAN EXCEPTIONALISM ACQU 241,000.0 $2.6M 0.00% NEW $10.83
153 BITX VOLATILITY SHS TR 176,377.0 $2.6M 0.00% NEW $14.74 +20.8%
154 PUT OLD DOMINION FREIGHT LINE IN 13,200.0 $2.6M 0.00% NEW $195.40
155 PUT ALEXANDRIA REAL ESTATE EQ IN 55,300.0 $2.6M 0.00% NEW $46.42
156 C CITIGROUP INC Financial Services 22,325.0 $2.5M 0.00% NEW $113.41 +10.3%
157 FRO FRONTLINE PLC Energy 72,539.0 $2.5M 0.00% NEW $34.86 +6.5%
158 CALL CANADIAN IMPERIAL BANK OF CO 26,500.0 $2.5M 0.00% NEW $94.75
159 TPG TPG INC Financial Services 61,422.0 $2.5M 0.00% NEW $40.51 +2.7%
160 MCD MCDONALDS CORP Consumer Cyclical 7,988.0 $2.5M 0.00% NEW $310.79 -9.2%
Page 8 of 111  ·  2,204 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 33.1%
Financial Services 16.1%
Communication Services 11.7%
Consumer Cyclical 11.2%
Healthcare 10.2%
Energy 4.4%
Industrials 4.3%
Basic Materials 4.1%
Consumer Defensive 2.3%
Real Estate 1.3%