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Portfolio (Quarterly) Guide ↗

SIMPLEX TRADING, LLC

· CIK 0001488542
13F Portfolio $149.1B AUM 10,161 positions Filed May 14, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 2204 New 2617 Added 3899 Reduced 1620 Exited
Page 79 of 111  ·  2,204 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
1561 PUT SEMRUSH HLDGS INC 1,000.0 $12K NEW $11.94
1562 CXM SPRINKLR INC Technology 1,983.0 $12K NEW $6.00 -12.5%
1563 PUT PRESTIGE CONSMR HEALTHCARE I 200.0 $12K NEW $59.27
1564 XSHD INVESCO EXCH TRADED FD TR II 903.0 $12K NEW $13.12 +3.8%
1565 UTSL DIREXION SHARES ETF TRUST 243.0 $12K NEW $48.65 -7.2%
1566 CALL NOVANTA INC 100.0 $12K NEW $118.11
1567 AIVL WISDOMTREE TR 102.0 $12K NEW $115.71 +9.8%
1568 CALL MECHANICS BANCORP 800.0 $12K NEW $14.75
1569 SMCX TIDAL TRUST II 1,380.0 $12K NEW $8.54 +134.9%
1570 CALL FIRST FINL BANKSHARES INC 400.0 $12K NEW $29.45
1571 PUT STRATEGY SHS 400.0 $12K NEW $29.45
1572 PUT COMMUNITY HEALTH SYS INC NEW 4,000.0 $12K NEW $2.94
1573 PUT BOBS DISC FURNITURE INC 1,000.0 $12K NEW $11.75
1574 KTB KONTOOR BRANDS INC Consumer Cyclical 167.0 $12K NEW $70.29 +4.4%
1575 PUT HILTON GRAND VACATIONS INC 300.0 $12K NEW $39.12
1576 NX QUANEX BLDG PRODS CORP Industrials 650.0 $12K NEW $17.97 +3.4%
1577 SPOG THEMES ETF TR 1,527.0 $12K NEW $7.64 +8.0%
1578 PUT GRAYSCALE CHAINLINK TR ETF 1,500.0 $12K NEW $7.77
1579 PUT THEMES ETF TR 300.0 $12K NEW $38.67
1580 COLM COLUMBIA SPORTSWEAR CO Consumer Cyclical 211.0 $12K NEW $54.81 +22.5%
Page 79 of 111  ·  2,204 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 33.1%
Financial Services 16.1%
Communication Services 11.7%
Consumer Cyclical 11.2%
Healthcare 10.2%
Energy 4.4%
Industrials 4.3%
Basic Materials 4.1%
Consumer Defensive 2.3%
Real Estate 1.3%