Portfolio (Quarterly) Guide ↗

SIMPLEX TRADING, LLC

· CIK 0001488542

13F Portfolio $149.1B AUM 10,161 positions Filed May 14, 2026 EDGAR ↗ ← All Funds

Q1 2026 Q4 2025 · All 2204 New 2617 Added 3899 Reduced 1620 Exited

Page 78 of 111 · 2,204 positions

#	Ticker	Company	Sector	Shares	Value ↓	% Port	Chg Shares	Chg %	Period Price ①	Since Period ①
1541	— CALL	DYNEX CAP INC	—	1,000.0	$13K	—	NEW	—	$12.76	—
1542	— CALL	HURON CONSULTING GROUP INC	—	100.0	$13K	—	NEW	—	$127.49	—
1543	STCE	SCHWAB STRATEGIC TR	—	244.0	$13K	—	NEW	—	$51.98	+51.5%
1544	EXI	ISHARES TR	—	70.0	$13K	—	NEW	—	$181.00	+8.2%
1545	— PUT	BROOKFIELD BUSINESS CORP	—	400.0	$13K	—	NEW	—	$31.64	—
1546	VSGX	VANGUARD WORLD FD	—	176.0	$13K	—	NEW	—	$71.73	+14.2%
1547	— CALL	RENAISSANCE CAP GREENWICH FD	—	300.0	$13K	—	NEW	—	$41.88	—
1548	— CALL	ADAPTIVE BIOTECHNOLOGIES COR	—	900.0	$12K	—	NEW	—	$13.88	—
1549	— PUT	QUAKER HOUGHTON	—	100.0	$12K	—	NEW	—	$124.23	—
1550	OMAB	GRUPO AEROPORTUARIO DEL CENT	Industrials	107.0	$12K	—	NEW	—	$114.73	-10.9%
1551	GOLY	STRATEGY SHS	—	416.0	$12K	—	NEW	—	$29.45	-5.6%
1552	— PUT	COLUMBIA ETF TR II	—	300.0	$12K	—	NEW	—	$40.81	—
1553	— CALL	FARADAY FUTURE INTLGT ELEC I	—	44,400.0	$12K	—	NEW	—	$0.28	—
1554	— CALL	CIA ENERGETICA DE MINAS GERA	—	5,100.0	$12K	—	NEW	—	$2.39	—
1555	PGF	INVESCO EXCHANGE TRADED FD T	—	878.0	$12K	—	NEW	—	$13.76	+0.5%
1556	— CALL	KAISER ALUMINIUM CORPORATION	—	100.0	$12K	—	NEW	—	$120.51	—
1557	NPO	ENPRO INC	Industrials	48.0	$12K	—	NEW	—	$250.65	+26.2%
1558	— PUT	GILAT SATELLITE NETWORKS LTD	—	800.0	$12K	—	NEW	—	$15.02	—
1559	— CALL	GRANITE CONSTR INC	—	100.0	$12K	—	NEW	—	$119.88	—
1560	NTST	NETSTREIT CORP	Real Estate	635.0	$12K	—	NEW	—	$18.83	+6.5%

Page 78 of 111 · 2,204 positions

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① Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation

Technology 33.1%

Financial Services 16.1%

Communication Services 11.7%

Consumer Cyclical 11.2%

Healthcare 10.2%

Energy 4.4%

Industrials 4.3%

Basic Materials 4.1%

Consumer Defensive 2.3%

Real Estate 1.3%