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Portfolio (Quarterly) Guide ↗

SIMPLEX TRADING, LLC

· CIK 0001488542
13F Portfolio $149.1B AUM 10,161 positions Filed May 14, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 2204 New 2617 Added 3899 Reduced 1620 Exited
Page 77 of 111  ·  2,204 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
1521 EQWL INVESCO EXCHANGE TRADED FD T 118.0 $14K NEW $115.24 +11.1%
1522 TUSK MAMMOTH ENERGY SVCS INC Industrials 5,538.0 $14K NEW $2.45 +26.9%
1523 PUT PROFICIENT AUTO LOGISTICS IN 2,000.0 $14K NEW $6.78
1524 CALL BANKUNITED INC 300.0 $14K NEW $45.16
1525 CALL NOVA MINERALS LTD 2,300.0 $14K NEW $5.87
1526 BWET AMPLIFY COMMODITY TRUST Financial Services 137.0 $13K NEW $98.50 +65.8%
1527 CALL NORTH AMERN CONSTR GROUP LTD 1,000.0 $13K NEW $13.48
1528 PFIX SIMPLIFY EXCHANGE TRADED FUN 289.0 $13K NEW $46.23 +0.9%
1529 PUT OCULIS HOLDING AG 500.0 $13K NEW $26.59
1530 TILE INTERFACE INC Consumer Cyclical 533.0 $13K NEW $24.92 +18.9%
1531 CALL BLACK DIAMOND THERAPEUTICS I 6,200.0 $13K NEW $2.13
1532 AIRR FIRST TR EXCHANGE TRADED FD 117.0 $13K NEW $110.78 +17.9%
1533 CALL MALIBU BOATS INC 500.0 $13K NEW $25.92
1534 CALL SUNOPTA INC 2,000.0 $13K NEW $6.48
1535 PUT ICU MED INC 100.0 $13K NEW $129.15
1536 PUT ISHARES S&P GSCI COMMODITY- 400.0 $13K NEW $32.25
1537 PUT NELNET INC 100.0 $13K NEW $128.96
1538 CALL PENNANTPARK FLOATING RATE CA 1,600.0 $13K NEW $8.04
1539 PUT HELIX ENERGY SOLUTIONS GRP I 1,300.0 $13K NEW $9.89
1540 RGTX TIDAL TRUST II 873.0 $13K NEW $14.71 +168.6%
Page 77 of 111  ·  2,204 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 33.1%
Financial Services 16.1%
Communication Services 11.7%
Consumer Cyclical 11.2%
Healthcare 10.2%
Energy 4.4%
Industrials 4.3%
Basic Materials 4.1%
Consumer Defensive 2.3%
Real Estate 1.3%