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Portfolio (Quarterly) Guide ↗

SIMPLEX TRADING, LLC

· CIK 0001488542
13F Portfolio $149.1B AUM 10,161 positions Filed May 14, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 2204 New 2617 Added 3899 Reduced 1620 Exited
Page 76 of 111  ·  2,204 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
1501 CGDV CAPITAL GROUP DIVIDEND VALUE 343.0 $15K NEW $42.54 +13.4%
1502 IJR ISHARES TR 117.0 $15K NEW $124.31 +12.3%
1503 NBTB NBT BANCORP INC Financial Services 341.0 $15K NEW $42.58 +8.2%
1504 PUT SCANSOURCE INC 400.0 $15K NEW $36.30
1505 PUT CONTROLADORA VUELA COMP DE A 2,000.0 $14K NEW $7.24
1506 SNN SMITH & NEPHEW PLC Healthcare 455.0 $14K NEW $31.78 -4.9%
1507 PUT CION INVT CORP 2,100.0 $14K NEW $6.84
1508 CALL STEPSTONE GROUP INC 300.0 $14K NEW $47.72
1509 VYMI VANGUARD WHITEHALL FDS 151.0 $14K NEW $94.24 +6.7%
1510 PUT AGILYSYS INC 200.0 $14K NEW $71.14
1511 CQQQ INVESCO EXCH TRADED FD TR II 308.0 $14K NEW $46.02 +16.7%
1512 SGU STAR GROUP LP Energy 1,154.0 $14K NEW $12.28 +3.7%
1513 VOLATILITY SHS TR 351.0 $14K NEW $40.25
1514 FG F&G ANNUITIES & LIFE INC Financial Services 552.0 $14K NEW $25.32 +10.4%
1515 UUUG THEMES ETF TR 1,355.0 $14K NEW $10.30 -11.4%
1516 PUT WINTRUST FINL CORP 100.0 $14K NEW $138.94
1517 CALL BIOCERES CROP SOLUTIONS CORP 31,200.0 $14K NEW $0.45
1518 GBANK FINL HLDGS INC 515.0 $14K NEW $26.76
1519 CALL RIBBON COMMUNICATIONS INC 6,500.0 $14K NEW $2.12
1520 GCT GIGACLOUD TECHNOLOGY INC Technology 303.0 $14K NEW $45.38 -15.5%
Page 76 of 111  ·  2,204 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 33.1%
Financial Services 16.1%
Communication Services 11.7%
Consumer Cyclical 11.2%
Healthcare 10.2%
Energy 4.4%
Industrials 4.3%
Basic Materials 4.1%
Consumer Defensive 2.3%
Real Estate 1.3%