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Portfolio (Quarterly) Guide ↗

SIMPLEX TRADING, LLC

· CIK 0001488542
13F Portfolio $149.1B AUM 10,161 positions Filed May 14, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 2204 New 2617 Added 3899 Reduced 1620 Exited
Page 75 of 111  ·  2,204 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
1481 PUT TIM S A 600.0 $16K NEW $26.49
1482 IGF ISHARES TR 237.0 $16K NEW $67.00 +0.2%
1483 SEZL SEZZLE INC Financial Services 250.0 $16K NEW $63.29 +83.4%
1484 EFG ISHARES TR 142.0 $16K NEW $111.37 +10.2%
1485 APEI AMERICAN PUB ED INC Consumer Defensive 275.0 $16K NEW $56.88 -8.6%
1486 PUT MIDDLESEX WTR CO 300.0 $16K NEW $52.05
1487 PUT ASGN INC 400.0 $15K NEW $38.71
1488 CALL INVESCO MORTGAGE CAPITAL INC 1,900.0 $15K NEW $8.08
1489 LINEAGE CELL THERAPEUTICS IN 9,698.0 $15K NEW $1.58
1490 WLY WILEY JOHN & SONS INC Communication Services 401.0 $15K NEW $38.10 +11.6%
1491 BYRN BYRNA TECHNOLOGIES INC Industrials 1,661.0 $15K NEW $9.18 -33.3%
1492 ROM PROSHARES TR 194.0 $15K NEW $78.40 +89.0%
1493 ON24 INC 1,875.0 $15K NEW $8.10
1494 CALL THIRD COAST BANCSHARES INC 400.0 $15K NEW $37.83
1495 ASO ACADEMY SPORTS & OUTDOORS IN Consumer Cyclical 264.0 $15K NEW $56.45 -6.4%
1496 PUT NATWEST GROUP PLC 1,000.0 $15K NEW $14.90
1497 PUT BAYCOM CORP 500.0 $15K NEW $29.72
1498 CWT CALIFORNIA WTR SVC GROUP Utilities 326.0 $15K NEW $45.34 -2.8%
1499 PUT STAR GROUP LP 1,200.0 $15K NEW $12.28
1500 PUT FORGENT POWER SOLUTIONS INC 500.0 $15K NEW $29.27
Page 75 of 111  ·  2,204 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 33.1%
Financial Services 16.1%
Communication Services 11.7%
Consumer Cyclical 11.2%
Healthcare 10.2%
Energy 4.4%
Industrials 4.3%
Basic Materials 4.1%
Consumer Defensive 2.3%
Real Estate 1.3%