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Portfolio (Quarterly) Guide ↗

SIMPLEX TRADING, LLC

· CIK 0001488542
13F Portfolio $149.1B AUM 10,161 positions Filed May 14, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 2204 New 2617 Added 3899 Reduced 1620 Exited
Page 74 of 111  ·  2,204 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
1461 PSTL POSTAL REALTY TRUST INC Real Estate 947.0 $18K NEW $18.56 +30.5%
1462 AMZZ GRANITESHARES ETF TR 718.0 $18K NEW $24.47 +67.3%
1463 PUT THEMES ETF TR 2,100.0 $18K NEW $8.34
1464 BTQ BTQ TECHNOLOGIES CORP Technology 6,554.0 $17K NEW $2.67 +45.7%
1465 IDR IDAHO STRATEGIC RESOURCES Basic Materials 539.0 $17K NEW $32.12 +15.4%
1466 UAE ISHARES TR 928.0 $17K NEW $18.65 +2.8%
1467 HCAT HEALTH CATALYST INC Healthcare 13,621.0 $17K NEW $1.27 +2.4%
1468 CALL UNIVEST FINANCIAL CORPORATIO 500.0 $17K NEW $34.26
1469 SCHP SCHWAB STRATEGIC TR 629.0 $17K NEW $26.61 +0.5%
1470 PUT DNOW INC 1,400.0 $17K NEW $11.91
1471 CALL OPAL FUELS INC 6,600.0 $17K NEW $2.52
1472 XHE SPDR SERIES TRUST 212.0 $17K NEW $78.24 +1.8%
1473 CALL INVESCO EXCHANGE TRADED FD T 400.0 $17K NEW $41.45
1474 CALL ARMSTRONG WORLD INDS INC NEW 100.0 $16K NEW $164.80
1475 EHTH EHEALTH INC Financial Services 12,766.0 $16K NEW $1.29 +21.7%
1476 TILL LISTED FDS TR 881.0 $16K NEW $18.52 -2.2%
1477 PUT MID PENN BANCORP INC 500.0 $16K NEW $32.16
1478 VNQI VANGUARD INTL EQUITY INDEX F 360.0 $16K NEW $44.45 +3.2%
1479 AARD AARDVARK THERAPEUTICS INC Healthcare 4,243.0 $16K NEW $3.77 +5.8%
1480 CALL MAGNACHIP SEMICONDUCTOR CORP 5,700.0 $16K NEW $2.80
Page 74 of 111  ·  2,204 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 33.1%
Financial Services 16.1%
Communication Services 11.7%
Consumer Cyclical 11.2%
Healthcare 10.2%
Energy 4.4%
Industrials 4.3%
Basic Materials 4.1%
Consumer Defensive 2.3%
Real Estate 1.3%