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Portfolio (Quarterly) Guide ↗

SIMPLEX TRADING, LLC

· CIK 0001488542
13F Portfolio $149.1B AUM 10,161 positions Filed May 14, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 2204 New 2617 Added 3899 Reduced 1620 Exited
Page 72 of 111  ·  2,204 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
1421 NXDR NEXTDOOR HOLDINGS INC Communication Services 14,900.0 $21K NEW $1.40 +45.7%
1422 AZTA AZENTA INC Healthcare 987.0 $21K NEW $21.13 +1.0%
1423 CALL EXCHANGE TRADED CONCEPTS TRU 500.0 $21K NEW $41.41
1424 TREE LENDINGTREE INC Financial Services 482.0 $21K NEW $42.88 -11.6%
1425 PUT INFLEQTION INC 2,100.0 $21K NEW $9.81
1426 TDY TELEDYNE TECHNOLOGIES INC Technology 34.0 $21K NEW $605.00 +1.2%
1427 CALL CEVA INC 1,100.0 $21K NEW $18.68
1428 PUT INVESCO CURRENCYSHARES AUSTR 300.0 $21K NEW $68.37
1429 INVESTMENT MANAGERS SER TR I 816.0 $20K NEW $25.04
1430 GUNR FLEXSHARES TR 370.0 $20K NEW $55.16 -2.4%
1431 PUT EQUIPMENTSHARE COM INC 1,000.0 $20K NEW $20.37
1432 NGVC NATURAL GROCERS BY VITAMIN Consumer Defensive 784.0 $20K NEW $25.85 +15.2%
1433 BEEM BEAM GLOBAL Energy 13,754.0 $20K NEW $1.47 -0.7%
1434 BIOX BIOCERES CROP SOLUTIONS CORP Basic Materials 45,386.0 $20K NEW $0.44 -6.3%
1435 ASTE ASTEC INDS INC Industrials 373.0 $20K NEW $53.84 -5.1%
1436 NVCT NUVECTIS PHARMA INC Healthcare 2,596.0 $20K NEW $7.73 +31.3%
1437 RXO RXO INC Industrials 1,372.0 $20K NEW $14.62 +71.3%
1438 HTFL HEARTFLOW INC Healthcare 822.0 $20K NEW $24.33 +20.3%
1439 PSP INVESCO EXCHANGE TRADED FD T 353.0 $20K NEW $56.52 +8.0%
1440 CALL VANGUARD WELLINGTON FD 100.0 $20K NEW $197.10
Page 72 of 111  ·  2,204 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 33.1%
Financial Services 16.1%
Communication Services 11.7%
Consumer Cyclical 11.2%
Healthcare 10.2%
Energy 4.4%
Industrials 4.3%
Basic Materials 4.1%
Consumer Defensive 2.3%
Real Estate 1.3%