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Portfolio (Quarterly) Guide ↗

SIMPLEX TRADING, LLC

· CIK 0001488542
13F Portfolio $149.1B AUM 10,161 positions Filed May 14, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 2204 New 2617 Added 3899 Reduced 1620 Exited
Page 71 of 111  ·  2,204 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
1401 PUT SEADRILL LTD 500.0 $23K NEW $45.50
1402 DXPE DXP ENTERPRISES INC Industrials 162.0 $23K NEW $139.73 +7.2%
1403 PUT DIEBOLD NIXDORF INC 300.0 $23K NEW $75.44
1404 PUT BITWISE XRP ETF 1,500.0 $23K NEW $15.03
1405 TCPC BLACKROCK TCP CAPITAL CORP Financial Services 6,223.0 $22K NEW $3.61 +3.9%
1406 MEI METHODE ELECTRS INC Technology 4,009.0 $22K NEW $5.52 +107.4%
1407 CALL AVINO SILVER & GOLD MINES LT 3,500.0 $22K NEW $6.32
1408 TNGX TANGO THERAPEUTICS INC Healthcare 1,056.0 $22K NEW $20.92 -6.1%
1409 WORLD FDS TR 4,037.0 $22K NEW $5.47
1410 PUT CUSHMAN AND WAKEFIELD LTD 1,800.0 $22K NEW $12.26
1411 CALL ADURO CLEAN TECHNOLOGIES INC 2,100.0 $22K NEW $10.49
1412 ZENATECH INC 9,578.0 $22K NEW $2.29
1413 INVESTMENT MANAGERS SER TR I 2,760.0 $22K NEW $7.92
1414 CALL LEMAITRE VASCULAR INC 200.0 $22K NEW $109.17
1415 WLDN WILLDAN GROUP INC Industrials 285.0 $22K NEW $76.56 +21.7%
1416 ALK ALASKA AIR GROUP INC Industrials 589.0 $22K NEW $36.78 +25.0%
1417 IRTC IRHYTHM HOLDINGS INC Healthcare 182.0 $21K NEW $118.02 -5.6%
1418 BDC BELDEN INC Technology 187.0 $21K NEW $114.83 -6.4%
1419 PUT MIDCAP FINANCIAL INVSTMNT CO 1,900.0 $21K NEW $11.24
1420 PBH PRESTIGE CONSMR HEALTHCARE I Healthcare 355.0 $21K NEW $59.27 -18.6%
Page 71 of 111  ·  2,204 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 33.1%
Financial Services 16.1%
Communication Services 11.7%
Consumer Cyclical 11.2%
Healthcare 10.2%
Energy 4.4%
Industrials 4.3%
Basic Materials 4.1%
Consumer Defensive 2.3%
Real Estate 1.3%