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Portfolio (Quarterly) Guide ↗

SIMPLEX TRADING, LLC

· CIK 0001488542
13F Portfolio $149.1B AUM 10,161 positions Filed May 14, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 2204 New 2617 Added 3899 Reduced 1620 Exited
Page 70 of 111  ·  2,204 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
1381 SCJ ISHARES INC 252.0 $24K NEW $97.08 +8.7%
1382 DLNG DYNAGAS LNG PARTNERS LP Energy 5,710.0 $24K NEW $4.28 -9.3%
1383 CALL INNOVEX INTERNATIONAL INC 1,000.0 $24K NEW $24.39
1384 SCHF SCHWAB STRATEGIC TR 984.0 $24K NEW $24.75 +11.7%
1385 CRESUD S A C I F Y A 1,894.0 $24K NEW $12.72
1386 CALL U HAUL HOLDING COMPANY 500.0 $24K NEW $47.78
1387 PUT LSB INDS INC 1,600.0 $24K NEW $14.90
1388 DIREXION SHARES ETF TRUST 3,169.0 $24K NEW $7.51
1389 PUT OAKTREE SPECIALTY LENDING 2,100.0 $24K NEW $11.30
1390 PUT HEALTH CATALYST INC 18,600.0 $24K NEW $1.27
1391 RGP RESOURCES CONNECTION INC Industrials 6,306.0 $24K NEW $3.73 +11.3%
1392 LQDT LIQUIDITY SVCS INC Consumer Cyclical 766.0 $23K NEW $30.57 +18.0%
1393 TARA PROTARA THERAPEUTICS INC Healthcare 4,449.0 $23K NEW $5.21 -8.6%
1394 PUT AGCO CORP 200.0 $23K NEW $115.87
1395 PAL PROFICIENT AUTO LOGISTICS IN Industrials 3,417.0 $23K NEW $6.78 -22.6%
1396 CALL CUMBERLAND PHARMACEUTICALS I 7,100.0 $23K NEW $3.25
1397 VLTO VERALTO CORP Industrials 260.0 $23K NEW $88.42 -4.5%
1398 PUT GRUPO AEROPORTUARIO DEL CENT 200.0 $23K NEW $114.73
1399 CMTL COMTECH TELECOMMUNICATIONS C Technology 6,890.0 $23K NEW $3.32 +56.0%
1400 KWR QUAKER HOUGHTON Basic Materials 184.0 $23K NEW $124.23 +18.5%
Page 70 of 111  ·  2,204 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 33.1%
Financial Services 16.1%
Communication Services 11.7%
Consumer Cyclical 11.2%
Healthcare 10.2%
Energy 4.4%
Industrials 4.3%
Basic Materials 4.1%
Consumer Defensive 2.3%
Real Estate 1.3%