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Portfolio (Quarterly) Guide ↗

SIMPLEX TRADING, LLC

· CIK 0001488542
13F Portfolio $149.1B AUM 10,161 positions Filed May 14, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 2204 New 2617 Added 3899 Reduced 1620 Exited
Page 69 of 111  ·  2,204 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
1361 CALL STANDEX INTL CORP 100.0 $25K NEW $254.86
1362 PUT AVINO SILVER & GOLD MINES LT 4,000.0 $25K NEW $6.32
1363 SHEN SHENANDOAH TELECOMMUNICATION Communication Services 1,639.0 $25K NEW $15.42 +5.8%
1364 ARMG THEMES ETF TR 2,599.0 $25K NEW $9.71 +240.4%
1365 PUT PRIMERICA INC 100.0 $25K NEW $250.48
1366 PUT AZZ INC 200.0 $25K NEW $125.13
1367 CALL FARMERS NATIONAL BANC CORP 1,900.0 $25K NEW $13.16
1368 CALL RALLIANT CORP 600.0 $25K NEW $41.59
1369 PUT INTERFACE INC 1,000.0 $25K NEW $24.92
1370 CRNC CERENCE INC Technology 3,937.0 $25K NEW $6.31 +84.8%
1371 FCF FIRST COMWLTH FINL CORP PA Financial Services 1,413.0 $25K NEW $17.58 +6.8%
1372 CALL VONTIER CORPORATION 700.0 $25K NEW $35.47
1373 NESR NATIONAL ENERGY SERVICES REU Energy 1,156.0 $25K NEW $21.47 +17.6%
1374 CALL ASA GOLD AND PRECIOUS MTLS L 400.0 $25K NEW $62.03
1375 PUT ASA GOLD AND PRECIOUS MTLS L 400.0 $25K NEW $62.03
1376 EXPI EXP WORLD HLDGS INC Real Estate 4,140.0 $25K NEW $5.99 -20.9%
1377 PUT ARCOS DORADOS HLDGS INC 3,000.0 $25K NEW $8.25
1378 TMHC TAYLOR MORRISON HOME CORP Consumer Cyclical 424.0 $25K NEW $58.24 +1.8%
1379 CALL GINKGO BIOWORKS HOLDINGS INC 4,000.0 $25K NEW $6.13
1380 GRNT GRANITE RIDGE RESOURCES INC Energy 4,171.0 $24K NEW $5.87 -14.8%
Page 69 of 111  ·  2,204 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 33.1%
Financial Services 16.1%
Communication Services 11.7%
Consumer Cyclical 11.2%
Healthcare 10.2%
Energy 4.4%
Industrials 4.3%
Basic Materials 4.1%
Consumer Defensive 2.3%
Real Estate 1.3%