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Portfolio (Quarterly) Guide ↗

SIMPLEX TRADING, LLC

· CIK 0001488542
13F Portfolio $149.1B AUM 10,161 positions Filed May 14, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 2204 New 2617 Added 3899 Reduced 1620 Exited
Page 68 of 111  ·  2,204 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
1341 PUT ENLIGHT RENEWABLE ENERGY LTD 400.0 $27K NEW $68.26
1342 CVNY TIDAL TRUST II 1,100.0 $27K NEW $24.81 +0.6%
1343 VNT VONTIER CORPORATION Technology 769.0 $27K NEW $35.47 -17.6%
1344 CALL ORION GROUP HLDGS INC 2,500.0 $27K NEW $10.90
1345 NSIT INSIGHT ENTERPRISES INC Technology 404.0 $27K NEW $67.01 +53.5%
1346 BTDR BITDEER TECHNOLOGIES GROUP Technology 3,120.0 $27K NEW $8.65 +79.7%
1347 TFX TELEFLEX INCORPORATED Healthcare 224.0 $27K NEW $119.61 +8.7%
1348 WASH WASHINGTON TR BANCORP INC Financial Services 800.0 $27K NEW $33.46 -3.1%
1349 CRDF CARDIFF ONCOLOGY INC Healthcare 16,454.0 $27K NEW $1.62 +11.7%
1350 ADURO CLEAN TECHNOLOGIES INC 2,533.0 $27K NEW $10.49
1351 CALL STAGWELL INC 4,200.0 $26K NEW $6.29
1352 PUT GRACE THERAPEUTICS INC 5,700.0 $26K NEW $4.63
1353 CALL JOURNEY MED CORP 5,600.0 $26K NEW $4.69
1354 PUT SELECT WATER SOLUTIONS INC 1,700.0 $26K NEW $15.30
1355 PUT FB FINL CORP 500.0 $26K NEW $51.94
1356 CALL PROFICIENT AUTO LOGISTICS IN 3,800.0 $26K NEW $6.78
1357 JASPER THERAPEUTICS INC 29,273.0 $26K NEW $0.88
1358 CNMD CONMED CORP Healthcare 723.0 $26K NEW $35.36 +0.3%
1359 ASR GRUPO AEROPORTUARIO DEL SURE Industrials 76.0 $26K NEW $336.12 -9.1%
1360 GTM ZOOMINFO TECHNOLOGIES INC Technology 4,267.0 $26K NEW $5.98 -45.7%
Page 68 of 111  ·  2,204 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 33.1%
Financial Services 16.1%
Communication Services 11.7%
Consumer Cyclical 11.2%
Healthcare 10.2%
Energy 4.4%
Industrials 4.3%
Basic Materials 4.1%
Consumer Defensive 2.3%
Real Estate 1.3%