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Portfolio (Quarterly) Guide ↗

SIMPLEX TRADING, LLC

· CIK 0001488542
13F Portfolio $149.1B AUM 10,161 positions Filed May 14, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 2204 New 2617 Added 3899 Reduced 1620 Exited
Page 67 of 111  ·  2,204 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
1321 PUT HEARTFLOW INC 1,200.0 $29K NEW $24.33
1322 CALL INTL GNRL INSURANCE HLDNGS L 1,200.0 $29K NEW $24.23
1323 CALL FIRST INDL RLTY TR INC 500.0 $29K NEW $57.85
1324 PUT FIRST INDL RLTY TR INC 500.0 $29K NEW $57.85
1325 PUT CIRRUS LOGIC INC 200.0 $29K NEW $144.62
1326 PUT FLOTEK INDUSTRIES INC 1,700.0 $29K NEW $16.97
1327 PSCH INVESCO EXCH TRADED FD TR II 699.0 $29K NEW $41.15 +8.8%
1328 CALL ACI WORLDWIDE INC 700.0 $29K NEW $41.01
1329 CALL CLEAN HARBORS INC 100.0 $29K NEW $286.73
1330 CALL MONTROSE ENVIRONMENTAL GROUP 1,300.0 $28K NEW $21.89
1331 THEMES ETF TR 12,001.0 $28K NEW $2.37
1332 CALL SAB BIOTHERAPEUTICS INC 7,400.0 $28K NEW $3.83
1333 FMAT FIDELITY COVINGTON TRUST 490.0 $28K NEW $57.64 +3.5%
1334 SCL STEPAN CO Basic Materials 564.0 $28K NEW $49.98 +8.0%
1335 MIRM MIRUM PHARMACEUTICALS INC Healthcare 303.0 $28K NEW $92.38 +7.3%
1336 RNR RENAISSANCERE HLDGS LTD Financial Services 94.0 $28K NEW $297.22 -3.4%
1337 NATL NCR ATLEOS CORPORATION Technology 641.0 $28K NEW $43.58 +3.8%
1338 VGIT VANGUARD SCOTTSDALE FDS 463.0 $28K NEW $59.55 -0.9%
1339 PLNT PLANET FITNESS MASTER ISSUER Consumer Cyclical 369.0 $27K NEW $74.38 -28.6%
1340 CALL CULLEN FROST BANKERS INC 200.0 $27K NEW $137.08
Page 67 of 111  ·  2,204 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 33.1%
Financial Services 16.1%
Communication Services 11.7%
Consumer Cyclical 11.2%
Healthcare 10.2%
Energy 4.4%
Industrials 4.3%
Basic Materials 4.1%
Consumer Defensive 2.3%
Real Estate 1.3%