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Portfolio (Quarterly) Guide ↗

SIMPLEX TRADING, LLC

· CIK 0001488542
13F Portfolio $149.1B AUM 10,161 positions Filed May 14, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 2204 New 2617 Added 3899 Reduced 1620 Exited
Page 66 of 111  ·  2,204 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
1301 INVESTMENT MANAGERS SER TR I 2,034.0 $31K NEW $15.11
1302 PUT WILLDAN GROUP INC 400.0 $31K NEW $76.56
1303 CALL COMMUNITY HEALTH SYS INC NEW 10,400.0 $31K NEW $2.94
1304 DPZ DOMINOS PIZZA INC Consumer Cyclical 85.0 $30K NEW $358.79 -13.1%
1305 PUT FG NEXUS INC. 6,100.0 $30K NEW $4.99
1306 CALL EA SERIES TRUST 600.0 $30K NEW $50.63
1307 OPLN OPENLANE INC Consumer Cyclical 1,041.0 $30K NEW $29.15 +26.6%
1308 CALL INDUSTRIAL LOGISTICS PPTYS T 5,300.0 $30K NEW $5.68
1309 CCSI CONSENSUS CLOUD SOLUTIONS IN Technology 1,263.0 $30K NEW $23.74 +28.1%
1310 PUT AMNEAL PHARMACEUTICALS INC 2,400.0 $30K NEW $12.43
1311 UWM PROSHARES TR 637.0 $30K NEW $46.67 +35.3%
1312 CALL RENAISSANCERE HLDGS LTD 100.0 $30K NEW $297.23
1313 FXY INVESCO CURRENCYSHARES Financial Services 513.0 $30K NEW $57.88 -0.6%
1314 CALL RED ROBIN GOURMET BURGERS IN 10,100.0 $30K NEW $2.93
1315 PUT SOMNIGROUP INTERNATIONAL INC 400.0 $30K NEW $73.92
1316 UMBF UMB FINL CORP Financial Services 262.0 $30K NEW $112.79 +16.8%
1317 GDXW ROUNDHILL ETF TRUST 548.0 $29K NEW $53.79 -16.4%
1318 CALL SPOK HLDGS INC 2,700.0 $29K NEW $10.90
1319 CALL HBT FINL INC. 1,100.0 $29K NEW $26.72
1320 CALL TRANSCAT INC 400.0 $29K NEW $73.45
Page 66 of 111  ·  2,204 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 33.1%
Financial Services 16.1%
Communication Services 11.7%
Consumer Cyclical 11.2%
Healthcare 10.2%
Energy 4.4%
Industrials 4.3%
Basic Materials 4.1%
Consumer Defensive 2.3%
Real Estate 1.3%