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Portfolio (Quarterly) Guide ↗

SIMPLEX TRADING, LLC

· CIK 0001488542
13F Portfolio $149.1B AUM 10,161 positions Filed May 14, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 2204 New 2617 Added 3899 Reduced 1620 Exited
Page 65 of 111  ·  2,204 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
1281 SELF GLOBAL SELF STORAGE INC Real Estate 6,618.0 $34K NEW $5.11 +1.2%
1282 PUT GRUPO AEROPORTUARIO DEL SURE 100.0 $34K NEW $336.13
1283 AGL AGILON HEALTH INC Healthcare 4,245.0 $34K NEW $7.91 +1087.0%
1284 CALL WEBS ETF TR 1,600.0 $33K NEW $20.90
1285 DUSL DIREXION SHARES ETF TRUST 455.0 $33K NEW $73.27 +19.4%
1286 PUT FOMENTO ECONOMICO MEXICANO S 300.0 $33K NEW $111.06
1287 PUT AMPHASTAR PHARMACEUTICALS IN 1,700.0 $33K NEW $19.59
1288 PUT HA SUSTAINABLE INFRA CAP INC 900.0 $33K NEW $36.75
1289 CALL INVESCO INDIA EXCHANGE-TRADE 1,600.0 $33K NEW $20.53
1290 SMPL SIMPLY GOOD FOODS CO Consumer Defensive 2,283.0 $33K NEW $14.35 -18.5%
1291 PRTH PRIORITY TECHNOLOGY HLDGS IN Technology 6,876.0 $32K NEW $4.72 +32.4%
1292 APPX INVESTMENT MANAGERS SER TR I 1,179.0 $32K NEW $27.42 +105.8%
1293 PUT MADISON SQUARE GRDN SPRT COR 100.0 $32K NEW $321.39
1294 CALL NATIONAL HEALTHCARE CORP 200.0 $32K NEW $159.69
1295 PUT NATIONAL HEALTHCARE CORP 200.0 $32K NEW $159.69
1296 INSTALLED BLDG PRODS INC 119.0 $32K NEW $265.14
1297 DNN DENISON MINES CORP Energy 8,882.0 $31K NEW $3.53 -3.8%
1298 AIA ISHARES TR 294.0 $31K NEW $106.15 +33.9%
1299 PUT SIDUS SPACE INC 13,400.0 $31K NEW $2.32
1300 CALL ANI PHARMACEUTICALS INC 400.0 $31K NEW $76.90
Page 65 of 111  ·  2,204 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 33.1%
Financial Services 16.1%
Communication Services 11.7%
Consumer Cyclical 11.2%
Healthcare 10.2%
Energy 4.4%
Industrials 4.3%
Basic Materials 4.1%
Consumer Defensive 2.3%
Real Estate 1.3%