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Portfolio (Quarterly) Guide ↗

SIMPLEX TRADING, LLC

· CIK 0001488542
13F Portfolio $149.1B AUM 10,161 positions Filed May 14, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 2204 New 2617 Added 3899 Reduced 1620 Exited
Page 64 of 111  ·  2,204 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
1261 MST TIDAL TRUST II 1,738.0 $36K NEW $20.55 +8.7%
1262 PKX POSCO HOLDINGS INC Basic Materials 608.0 $36K NEW $58.49 +23.2%
1263 ECG EVERUS CONSTR GROUP Industrials 300.0 $35K NEW $118.06 +28.2%
1264 CALL COVENANT LOGISTICS GROUP INC 1,300.0 $35K NEW $27.15
1265 PUT MERCURY GENL CORP NEW 400.0 $35K NEW $88.15
1266 AREN THE ARENA GROUP HOLDINGS INC Communication Services 16,237.0 $35K NEW $2.17 -30.9%
1267 CALL ALLISON TRANSMISSION HLDGS I 300.0 $35K NEW $117.06
1268 CALL COLUMBIA FINL INC 2,000.0 $35K NEW $17.51
1269 CALL JELD-WEN HLDG INC 28,200.0 $35K NEW $1.24
1270 CALL ANTERIS TECHNOLOGIES GLOBAL 6,300.0 $35K NEW $5.55
1271 NUKZ EXCHANGE TRADED CONCEPTS TRU 531.0 $35K NEW $65.77 +8.0%
1272 CALL MORGAN STANLEY DIRECT LENDIN 2,500.0 $35K NEW $13.96
1273 KYTX KYVERNA THERAPEUTICS INC Healthcare 3,998.0 $35K NEW $8.63 +1.4%
1274 17 ED & TECHNOLOGY GROUP INC 19,055.0 $34K NEW $1.81
1275 PUT PINNACLE FINL PARTNERS INC 400.0 $34K NEW $86.14
1276 BIO BIO RAD LABS INC Healthcare 123.0 $34K NEW $278.75 +14.0%
1277 PUT UL SOLUTIONS INC 400.0 $34K NEW $85.71
1278 PUT MOELIS & CO 600.0 $34K NEW $57.00
1279 PUT CARGURUS INC 1,000.0 $34K NEW $34.05
1280 CALL MILESTONE PHARMACEUTICALS IN 28,600.0 $34K NEW $1.19
Page 64 of 111  ·  2,204 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 33.1%
Financial Services 16.1%
Communication Services 11.7%
Consumer Cyclical 11.2%
Healthcare 10.2%
Energy 4.4%
Industrials 4.3%
Basic Materials 4.1%
Consumer Defensive 2.3%
Real Estate 1.3%