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Portfolio (Quarterly) Guide ↗

SIMPLEX TRADING, LLC

· CIK 0001488542
13F Portfolio $149.1B AUM 10,161 positions Filed May 14, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 2204 New 2617 Added 3899 Reduced 1620 Exited
Page 63 of 111  ·  2,204 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
1241 PUT AMERICAN FINANCIAL GROUP INC 300.0 $38K NEW $127.71
1242 UNCY UNICYCIVE THERAPEUTICS INC Healthcare 5,820.0 $38K NEW $6.58 +8.7%
1243 CALL TORTOISE CAPITAL SERIES TRUS 900.0 $38K NEW $42.36
1244 PUT AARDVARK THERAPEUTICS INC 10,100.0 $38K NEW $3.77
1245 PWZ INVESCO EXCH TRADED FD TR II 1,591.0 $38K NEW $23.87 +1.3%
1246 CALL NEXXEN INTL LTD 5,800.0 $38K NEW $6.52
1247 PUT MACH NATURAL RESOURCES LP 2,700.0 $38K NEW $14.00
1248 ACRES COMMERCIAL REALTY CORP 1,955.0 $38K NEW $19.32
1249 MSTZ ETF OPPORTUNITIES TRUST 3,011.0 $38K NEW $12.48 -43.6%
1250 IDN INTELLICHECK MOBILISA INC Technology 5,359.0 $37K NEW $6.99 -38.6%
1251 PUT PALVELLA THERAPEUTICS INC NE 300.0 $37K NEW $124.65
1252 CDW CDW CORP Technology 308.0 $37K NEW $121.02 -4.4%
1253 TIDAL TRUST II 2,839.0 $37K NEW $13.05
1254 CALL TAKEDA PHARMACEUTICAL CO LTD 2,000.0 $37K NEW $18.52
1255 PUT MIRUM PHARMACEUTICALS INC 400.0 $37K NEW $92.38
1256 WOOD ISHARES TR 520.0 $37K NEW $70.95 -4.1%
1257 CALL WATSCO INC 100.0 $36K NEW $363.79
1258 MAZE MAZE THERAPEUTICS INC Healthcare 1,210.0 $36K NEW $29.85 -11.9%
1259 IEO ISHARES TR 289.0 $36K NEW $124.90 -8.0%
1260 PUT XERIS BIOPHARMA HOLDINGS INC 6,200.0 $36K NEW $5.80
Page 63 of 111  ·  2,204 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 33.1%
Financial Services 16.1%
Communication Services 11.7%
Consumer Cyclical 11.2%
Healthcare 10.2%
Energy 4.4%
Industrials 4.3%
Basic Materials 4.1%
Consumer Defensive 2.3%
Real Estate 1.3%