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Portfolio (Quarterly) Guide ↗

SIMPLEX TRADING, LLC

· CIK 0001488542
13F Portfolio $149.1B AUM 10,161 positions Filed May 14, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 2204 New 2617 Added 3899 Reduced 1620 Exited
Page 61 of 111  ·  2,204 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
1201 BMI BADGER METER INC Technology 288.0 $44K NEW $152.35 -17.4%
1202 ADVANTAGE SOLUTIONS INC 2,074.0 $44K NEW $21.14
1203 HELE HELEN OF TROY LTD Consumer Defensive 3,038.0 $44K NEW $14.42 +90.3%
1204 IMCR IMMUNOCORE HLDGS PLC Healthcare 1,451.0 $44K NEW $30.15 -4.6%
1205 PUT AVIENT CORPORATION 1,200.0 $44K NEW $36.30
1206 PUT KURV ETF TR 1,900.0 $44K NEW $22.92
1207 RWR SPDR SERIES TRUST 431.0 $44K NEW $100.97 +10.4%
1208 ETHT PROSHARES TR 2,887.0 $43K NEW $14.98 -12.1%
1209 PUT VANGUARD CHARLOTTE FDS 900.0 $43K NEW $48.05
1210 PUT AIRSCULPT TECHNOLOGIES INC 15,200.0 $43K NEW $2.83
1211 PANL PANGAEA LOGISTICS SOLUTION L Industrials 6,074.0 $43K NEW $7.08 +8.8%
1212 CALL MIDCAP FINANCIAL INVSTMNT CO 3,800.0 $43K NEW $11.24
1213 IIIN INSTEEL INDS INC Industrials 1,269.0 $43K NEW $33.61 -18.0%
1214 ALMONTY INDS INC 2,944.0 $43K NEW $14.48
1215 NTCT NETSCOUT SYS INC Technology 1,328.0 $42K NEW $31.79 +29.4%
1216 UVIX VS TRUST Financial Services 4,849.0 $42K NEW $8.66 -53.9%
1217 PUT MAZE THERAPEUTICS INC 1,400.0 $42K NEW $29.85
1218 AYI ACUITY INC Industrials 149.0 $42K NEW $280.21 +6.4%
1219 HIPPO HLDGS INC 1,601.0 $42K NEW $26.06
1220 CIFU ETF OPPORTUNITIES TRUST 3,513.0 $42K NEW $11.86 +207.7%
Page 61 of 111  ·  2,204 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 33.1%
Financial Services 16.1%
Communication Services 11.7%
Consumer Cyclical 11.2%
Healthcare 10.2%
Energy 4.4%
Industrials 4.3%
Basic Materials 4.1%
Consumer Defensive 2.3%
Real Estate 1.3%