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Portfolio (Quarterly) Guide ↗

SIMPLEX TRADING, LLC

· CIK 0001488542
13F Portfolio $149.1B AUM 10,161 positions Filed May 14, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 2204 New 2617 Added 3899 Reduced 1620 Exited
Page 59 of 111  ·  2,204 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
1161 SCHG SCHWAB STRATEGIC TR 1,701.0 $50K NEW $29.13 +20.1%
1162 PLX PROTALIX BIOTHERAPEUTICS INC Healthcare 22,671.0 $49K NEW $2.17 -3.2%
1163 PUT KNIFE RIVER CORP 600.0 $49K NEW $81.65
1164 BTGO BITGO HOLDINGS INC Financial Services 5,937.0 $49K NEW $8.23 -26.4%
1165 SPDW SPDR INDEX SHS FDS 1,068.0 $49K NEW $45.65 +11.8%
1166 PUT FIRST AMERN FINL CORP 800.0 $48K NEW $60.29
1167 PUT TAKEDA PHARMACEUTICAL CO LTD 2,600.0 $48K NEW $18.52
1168 CALL BARCLAYS BANK PLC 1,000.0 $48K NEW $48.14
1169 IMTX IMMATICS N.V Healthcare 4,891.0 $48K NEW $9.84 +16.2%
1170 MIDU DIREXION SHARES ETF TRUST 923.0 $48K NEW $51.94 +30.7%
1171 CWH CAMPING WORLD HLDGS INC Consumer Cyclical 7,003.0 $48K NEW $6.83 +11.9%
1172 ZBRA ZEBRA TECHNOLOGIES CORPORATI Technology 228.0 $48K NEW $209.08 +18.6%
1173 PUT FIRST TR EXCHANGE-TRADED FD 300.0 $48K NEW $158.81
1174 PUT BCB BANCORP INC 5,300.0 $48K NEW $8.98
1175 PUT AMERICAN HEALTHCARE REIT INC 1,000.0 $47K NEW $47.16
1176 PUT MELCO RESORTS AND ENTMNT LTD 8,300.0 $47K NEW $5.68
1177 MAN MANPOWERGROUP INC WIS Industrials 1,596.0 $47K NEW $29.46 +3.0%
1178 CALL CARDIOL THERAPEUTICS INC 34,800.0 $47K NEW $1.35
1179 CALL ELECTROVAYA INC 6,000.0 $47K NEW $7.82
1180 STAA STAAR SURGICAL CO Healthcare 2,488.0 $47K NEW $18.70 +55.5%
Page 59 of 111  ·  2,204 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 33.1%
Financial Services 16.1%
Communication Services 11.7%
Consumer Cyclical 11.2%
Healthcare 10.2%
Energy 4.4%
Industrials 4.3%
Basic Materials 4.1%
Consumer Defensive 2.3%
Real Estate 1.3%