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Portfolio (Quarterly) Guide ↗

SIMPLEX TRADING, LLC

· CIK 0001488542
13F Portfolio $149.1B AUM 10,161 positions Filed May 14, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 2204 New 2617 Added 3899 Reduced 1620 Exited
Page 57 of 111  ·  2,204 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
1121 PUT AMERICAN ASSETS TR INC 3,000.0 $55K NEW $18.41
1122 SPIB SPDR SERIES TRUST 1,643.0 $55K NEW $33.54 -0.8%
1123 PUT LIBERTY LIVE HOLDINGS INC 600.0 $55K NEW $91.64
1124 PUT BROOKDALE SR LIVING INC 4,000.0 $55K NEW $13.68
1125 KDEF EXCHANGE LISTED FDS TR 1,037.0 $55K NEW $52.73 -28.0%
1126 FCNCA FIRST CTZNS BANCSHARES INC D Financial Services 29.0 $55K NEW $1884.66 +14.4%
1127 CALL PROTALIX BIOTHERAPEUTICS INC 25,100.0 $54K NEW $2.17
1128 CALL CACI INTL INC 100.0 $54K NEW $543.87
1129 FLUX FLUX PWR HLDGS INC Industrials 50,687.0 $54K NEW $1.07 -37.3%
1130 TBBK BANCORP INC DEL Financial Services 1,008.0 $54K NEW $53.73 +29.1%
1131 FENY FIDELITY COVINGTON TRUST 1,591.0 $54K NEW $34.02 -7.0%
1132 PUT CCC INTELLIGENT SOLUTIONS HL 9,000.0 $54K NEW $6.00
1133 CALL HYPERLIQUID STRATEGIES INC 10,600.0 $54K NEW $5.09
1134 CIG CIA ENERGETICA DE MINAS GERA Utilities 22,570.0 $54K NEW $2.39 -10.5%
1135 PUT CPS TECHNOLOGIES CORP 14,400.0 $54K NEW $3.74
1136 CALL TRIUMPH FINANCIAL INC 900.0 $54K NEW $59.66
1137 MMS MAXIMUS INC Industrials 836.0 $54K NEW $64.10 -7.9%
1138 PUT WILEY JOHN & SONS INC 1,400.0 $53K NEW $38.10
1139 CALL VALENS SEMICONDUCTOR LTD 47,200.0 $53K NEW $1.13
1140 CALL INTEST CORP 3,900.0 $53K NEW $13.65
Page 57 of 111  ·  2,204 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 33.1%
Financial Services 16.1%
Communication Services 11.7%
Consumer Cyclical 11.2%
Healthcare 10.2%
Energy 4.4%
Industrials 4.3%
Basic Materials 4.1%
Consumer Defensive 2.3%
Real Estate 1.3%