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Portfolio (Quarterly) Guide ↗

SIMPLEX TRADING, LLC

· CIK 0001488542
13F Portfolio $149.1B AUM 10,161 positions Filed May 14, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 2204 New 2617 Added 3899 Reduced 1620 Exited
Page 54 of 111  ·  2,204 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
1061 PUT REGENCELL BIOSCIENCE HLDGS L 2,600.0 $66K NEW $25.43
1062 USAU U S GOLD CORP Basic Materials 4,341.0 $66K NEW $15.19 -0.2%
1063 ETHD PROSHARES TR 1,044.0 $66K NEW $62.90 -1.4%
1064 EMBC EMBECTA CORP Healthcare 7,393.0 $65K NEW $8.84 -62.1%
1065 ASM AVINO SILVER & GOLD MINES LT Basic Materials 10,332.0 $65K NEW $6.32 -12.8%
1066 PUT FERROVIAL SE 1,000.0 $65K NEW $65.05
1067 CARG CARGURUS INC Consumer Cyclical 1,910.0 $65K NEW $34.05 +5.8%
1068 TRUP TRUPANION INC Financial Services 2,532.0 $65K NEW $25.61 +2.9%
1069 LMB LIMBACH HLDGS INC Industrials 830.0 $65K NEW $78.05 -1.4%
1070 CADL CANDEL THERAPEUTICS INC Healthcare 13,216.0 $65K NEW $4.90 +93.5%
1071 PUT MARAVAI LIFESCIENCES HLDGS I 22,800.0 $65K NEW $2.83
1072 CALL NEUROGENE INC 3,200.0 $65K NEW $20.16
1073 CALL AMERICAN HOMES 4 RENT 2,300.0 $64K NEW $27.92
1074 DFIV DIMENSIONAL ETF TRUST 1,215.0 $64K NEW $52.78 +5.7%
1075 CALL BOK FINL CORP 500.0 $64K NEW $128.06
1076 PUT COLUMBUS MCKINNON CORP N Y 4,400.0 $64K NEW $14.53
1077 PUT VONTIER CORPORATION 1,800.0 $64K NEW $35.47
1078 CALL CCC INTELLIGENT SOLUTIONS HL 10,600.0 $64K NEW $6.00
1079 CALL CELLDEX THERAPEUTICS INC NEW 2,000.0 $63K NEW $31.72
1080 LENZ LENZ THERAPEUTICS INC Healthcare 6,927.0 $63K NEW $9.15 -46.7%
Page 54 of 111  ·  2,204 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 33.1%
Financial Services 16.1%
Communication Services 11.7%
Consumer Cyclical 11.2%
Healthcare 10.2%
Energy 4.4%
Industrials 4.3%
Basic Materials 4.1%
Consumer Defensive 2.3%
Real Estate 1.3%