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Portfolio (Quarterly) Guide ↗

SIMPLEX TRADING, LLC

· CIK 0001488542
13F Portfolio $149.1B AUM 10,161 positions Filed May 14, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 2204 New 2617 Added 3899 Reduced 1620 Exited
Page 47 of 111  ·  2,204 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
921 EHC ENCOMPASS HEALTH CORP Healthcare 1,110.0 $107K NEW $96.73 +16.3%
922 PUT CS DISCO INC 28,100.0 $107K NEW $3.82
923 CALL DAY ONE BIOPHARMACEUTICALS I 5,000.0 $107K NEW $21.44
924 RZLT REZOLUTE INC Healthcare 35,127.0 $107K NEW $3.05 +43.3%
925 RGEN REPLIGEN CORP Healthcare 903.0 $106K NEW $117.82 +26.1%
926 PUT POWERFLEET INC 34,400.0 $106K NEW $3.08
927 DLLL GRANITESHARES ETF TR 3,014.0 $106K NEW $35.08 -43.6%
928 PUT EA SERIES TRUST 2,900.0 $106K NEW $36.45
929 ALT5 SIGMA CORP 94,741.0 $105K NEW $1.11
930 DJT TRUMP MEDIA & TECHNOLOGY GRO Communication Services 11,294.0 $105K NEW $9.28 +3.8%
931 PUT AMERICAS GOLD AND SILVER COR 19,900.0 $104K NEW $5.22
932 CALL MARAVAI LIFESCIENCES HLDGS I 36,700.0 $104K NEW $2.83
933 ROAD CONSTRUCTION PARTNERS INC Industrials 918.0 $102K NEW $111.12 -7.8%
934 TARK INVESTMENT MANAGERS SER TR I 2,868.0 $101K NEW $35.24 +21.5%
935 PUT COMMUNITY WEST BANCSHARES NE 4,300.0 $100K NEW $23.30
936 MADISON SQUARE GARDEN ENTMT 1,699.0 $100K NEW $58.91
937 CALL CARLISLE COS INC 300.0 $100K NEW $333.62
938 NEOG NEOGEN CORP Healthcare 10,767.0 $100K NEW $9.29 +11.2%
939 ESPR ESPERION THERAPEUTICS INC NE Healthcare 36,467.0 $100K NEW $2.74 +16.1%
940 CALL LIGAND PHARMACEUTICALS INC 500.0 $100K NEW $199.65
Page 47 of 111  ·  2,204 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 33.1%
Financial Services 16.1%
Communication Services 11.7%
Consumer Cyclical 11.2%
Healthcare 10.2%
Energy 4.4%
Industrials 4.3%
Basic Materials 4.1%
Consumer Defensive 2.3%
Real Estate 1.3%