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Portfolio (Quarterly) Guide ↗

SIMPLEX TRADING, LLC

· CIK 0001488542
13F Portfolio $149.1B AUM 10,161 positions Filed May 14, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 2204 New 2617 Added 3899 Reduced 1620 Exited
Page 46 of 111  ·  2,204 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
901 PUT PERSPECTIVE THERAPEUTICS INC 27,700.0 $116K NEW $4.17
902 CALL XERIS BIOPHARMA HOLDINGS INC 19,900.0 $115K NEW $5.80
903 PUT EXCHANGE TRADED CONCEPTS TRU 3,300.0 $114K NEW $34.65
904 CTRA COTERRA ENERGY INC Energy 3,248.0 $114K NEW $35.14 -7.3%
905 PUT OCEANEERING INTL INC 3,200.0 $114K NEW $35.47
906 CALL CHEMED CORP NEW 300.0 $113K NEW $377.74
907 CALL PANGAEA LOGISTICS SOLUTION L 16,000.0 $113K NEW $7.08
908 PUT TRX GOLD CORPORATION 75,500.0 $113K NEW $1.50
909 DRNZ REX ETF TR 4,722.0 $113K NEW $23.93 -15.2%
910 PUT RAPPORT THERAPEUTICS INC 3,600.0 $113K NEW $31.29
911 CALL RICHARDSON ELECTRS LTD 10,200.0 $112K NEW $10.95
912 CALL FORUM ENERGY TECHNOLOGIES IN 1,900.0 $111K NEW $58.66
913 SPT SPROUT SOCIAL INC Technology 19,458.0 $111K NEW $5.70 +51.2%
914 HLNE HAMILTON LANE INC Financial Services 1,102.0 $110K NEW $99.40 -13.6%
915 HIVE HIVE DIGITAL TECHNOLOGIES LT Financial Services 57,527.0 $109K NEW $1.90 +51.6%
916 PUT CONSENSUS CLOUD SOLUTIONS IN 4,600.0 $109K NEW $23.74
917 JDST DIREXION SHARES ETF TRUST 3,129.0 $109K NEW $34.71 +31.2%
918 PUT COVENANT LOGISTICS GROUP INC 4,000.0 $109K NEW $27.15
919 KFS KINGSWAY FINL SVCS INC Consumer Cyclical 10,398.0 $108K NEW $10.43 +1.2%
920 PURR HYPERLIQUID STRATEGIES INC Basic Materials 21,127.0 $108K NEW $5.09 +33.2%
Page 46 of 111  ·  2,204 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 33.1%
Financial Services 16.1%
Communication Services 11.7%
Consumer Cyclical 11.2%
Healthcare 10.2%
Energy 4.4%
Industrials 4.3%
Basic Materials 4.1%
Consumer Defensive 2.3%
Real Estate 1.3%