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Portfolio (Quarterly) Guide ↗

SIMPLEX TRADING, LLC

· CIK 0001488542
13F Portfolio $149.1B AUM 10,161 positions Filed May 14, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 2204 New 2617 Added 3899 Reduced 1620 Exited
Page 45 of 111  ·  2,204 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
881 MVST MICROVAST HOLDINGS INC Industrials 81,653.0 $122K NEW $1.50 -38.6%
882 CALL TONIX PHARMACEUTICALS HLDG C 8,900.0 $122K NEW $13.75
883 DRIP DIREXION SHARES ETF TRUST 29,474.0 $122K NEW $4.14 +1001.7%
884 CALL GRAN TIERRA ENERGY INC 13,600.0 $122K NEW $8.97
885 COGT COGENT BIOSCIENCES INC Healthcare 3,153.0 $121K NEW $38.49 -1.4%
886 TSLX SIXTH STREET SPECIALTY LENDI Financial Services 6,590.0 $121K NEW $18.38 -3.6%
887 ORKA ORUKA THERAPEUTICS INC Healthcare 2,463.0 $121K NEW $49.05 +69.3%
888 SMCI SUPER MICRO COMPUTER INC Technology 5,299.0 $121K NEW $22.77 +8.4%
889 CALL PRICESMART INC 800.0 $120K NEW $150.50
890 CALL VALMONT INDS INC 300.0 $120K NEW $399.57
891 CALL SITEONE LANDSCAPE SUPPLY INC 900.0 $120K NEW $133.11
892 CALL WILLOW LANE ACQUISITION CORP 11,200.0 $119K NEW $10.65
893 PL PLANET LABS PBC Industrials 4,254.0 $119K NEW $27.95 -21.0%
894 PUT NETSTREIT CORP 6,300.0 $119K NEW $18.83
895 PUT EVERUS CONSTR GROUP 1,000.0 $118K NEW $118.06
896 CALL SEI INVTS CO 1,500.0 $118K NEW $78.47
897 PUT NCR ATLEOS CORPORATION 2,700.0 $118K NEW $43.58
898 CBRL CRACKER BARREL OLD CTRY STOR Consumer Cyclical 4,183.0 $118K NEW $28.11 +81.6%
899 OTEX OPEN TEXT CORP Technology 5,224.0 $116K NEW $22.24 +5.3%
900 CALL SKY HARBOUR GROUP CORPORATIO 12,000.0 $116K NEW $9.63
Page 45 of 111  ·  2,204 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 33.1%
Financial Services 16.1%
Communication Services 11.7%
Consumer Cyclical 11.2%
Healthcare 10.2%
Energy 4.4%
Industrials 4.3%
Basic Materials 4.1%
Consumer Defensive 2.3%
Real Estate 1.3%