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Portfolio (Quarterly) Guide ↗

SIMPLEX TRADING, LLC

· CIK 0001488542
13F Portfolio $149.1B AUM 10,161 positions Filed May 14, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 2204 New 2617 Added 3899 Reduced 1620 Exited
Page 44 of 111  ·  2,204 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
861 CALL AMERICAN FINANCIAL GROUP INC 1,000.0 $128K NEW $127.71
862 FORR FORRESTER RESH INC Industrials 22,550.0 $128K NEW $5.66 +85.2%
863 TUA SIMPLIFY EXCHANGE TRADED FUN 6,041.0 $127K NEW $21.10 -3.1%
864 TYD DIREXION SHARES ETF TRUST 5,199.0 $127K NEW $24.51 -5.3%
865 SAH SONIC AUTOMOTIVE INC Consumer Cyclical 1,851.0 $127K NEW $68.57 +49.8%
866 SEMR SEMRUSH HLDGS INC Technology 10,612.0 $127K NEW $11.94 +0.5%
867 CALL NEW MTN FIN CORP 16,300.0 $126K NEW $7.76
868 PUT ALMONTY INDS INC 8,700.0 $126K NEW $14.48
869 MAC MACERICH CO Real Estate 6,636.0 $125K NEW $18.90 +36.7%
870 CALL PRIMERICA INC 500.0 $125K NEW $250.48
871 PUT HIVE DIGITAL TECHNOLOGIES LT 65,800.0 $125K NEW $1.90
872 PUT WABTEC 500.0 $125K NEW $249.91
873 NXPI NXP SEMICONDUCTORS N V Technology 633.0 $125K NEW $196.86 +37.5%
874 PUT PACIFIC BIOSCIENCES CALIF IN 94,300.0 $124K NEW $1.32
875 USAR USA RARE EARTH INC Basic Materials 8,222.0 $124K NEW $15.13 +14.4%
876 LAND GLADSTONE LD CORP Real Estate 12,169.0 $124K NEW $10.20 -12.4%
877 PUT RF INDS LTD 12,000.0 $124K NEW $10.31
878 CALL ALPHA METALLURGICAL RESOUR I 600.0 $123K NEW $205.27
879 GDXY TIDAL TRUST II 8,800.0 $123K NEW $13.98 -32.2%
880 CALL RYDER SYS INC 600.0 $123K NEW $204.71
Page 44 of 111  ·  2,204 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 33.1%
Financial Services 16.1%
Communication Services 11.7%
Consumer Cyclical 11.2%
Healthcare 10.2%
Energy 4.4%
Industrials 4.3%
Basic Materials 4.1%
Consumer Defensive 2.3%
Real Estate 1.3%