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Portfolio (Quarterly) Guide ↗

SIMPLEX TRADING, LLC

· CIK 0001488542
13F Portfolio $149.1B AUM 10,161 positions Filed May 14, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 2204 New 2617 Added 3899 Reduced 1620 Exited
Page 43 of 111  ·  2,204 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
841 CALL BLUELINX HLDGS INC 2,500.0 $135K NEW $54.18
842 PUT IMMATICS N.V 13,700.0 $135K NEW $9.84
843 AMR ALPHA METALLURGICAL RESOUR I Energy 655.0 $134K NEW $205.27 +4.1%
844 CALL BILLIONTOONE INC 1,700.0 $134K NEW $78.94
845 DAKT DAKTRONICS INC Technology 6,844.0 $134K NEW $19.55 +5.5%
846 CALL SOPHIA GENETICS SA 27,000.0 $134K NEW $4.95
847 PUT INVESCO CURRENCYSHARES CDN D 1,900.0 $133K NEW $70.24
848 CALL AMERIPRISE FINL INC 300.0 $133K NEW $444.40
849 PUT SKY HARBOUR GROUP CORPORATIO 13,700.0 $132K NEW $9.63
850 PUT TELEFLEX INCORPORATED 1,100.0 $132K NEW $119.61
851 IVR INVESCO MORTGAGE CAPITAL INC Real Estate 16,223.0 $131K NEW $8.08 -2.6%
852 NTGR NETGEAR INC Technology 5,976.0 $131K NEW $21.84 +17.7%
853 ULS UL SOLUTIONS INC Industrials 1,522.0 $130K NEW $85.71 +17.4%
854 PUT KINIKSA PHARMACEUTICALS INTL 2,700.0 $130K NEW $48.15
855 JEF JEFFERIES FINANCIAL GROUP IN Financial Services 3,142.0 $130K NEW $41.27 +27.1%
856 IYZ ISHARES TR 3,285.0 $129K NEW $39.32 +13.7%
857 TECS DIREXION SHARES ETF TRUST 6,231.0 $129K NEW $20.64 -65.4%
858 CALL DIEBOLD NIXDORF INC 1,700.0 $128K NEW $75.44
859 PUT BETTER HOME & FINANCE HOLDIN 3,600.0 $128K NEW $35.62
860 VELO3D INC 13,647.0 $128K NEW $9.39
Page 43 of 111  ·  2,204 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 33.1%
Financial Services 16.1%
Communication Services 11.7%
Consumer Cyclical 11.2%
Healthcare 10.2%
Energy 4.4%
Industrials 4.3%
Basic Materials 4.1%
Consumer Defensive 2.3%
Real Estate 1.3%