Portfolio (Quarterly) Guide ↗

SIMPLEX TRADING, LLC

· CIK 0001488542

13F Portfolio $149.1B AUM 10,161 positions Filed May 14, 2026 EDGAR ↗ ← All Funds

Q1 2026 Q4 2025 · All 2204 New 2617 Added 3899 Reduced 1620 Exited

Page 42 of 111 · 2,204 positions

#	Ticker	Company	Sector	Shares	Value ↓	% Port	Chg Shares	Chg %	Period Price ①	Since Period ①
821	— PUT	ESTABLISHMENT LABS HLDGS INC	—	2,500.0	$142K	—	NEW	—	$56.78	—
822	AVB	AVALONBAY CMNTYS INC	Real Estate	863.0	$141K	—	NEW	—	$163.35	+19.7%
823	—	A2Z CUST2MATE SOLUTIONS CORP	—	21,046.0	$140K	—	NEW	—	$6.67	—
824	ARCT	ARCTURUS THERAPEUTICS HLDGS	Healthcare	18,166.0	$140K	—	NEW	—	$7.72	-20.5%
825	OFRM	ONCE UPON A FARM PBC	Consumer Defensive	8,575.0	$140K	—	NEW	—	$16.35	+10.8%
826	SPYI	NEOS ETF TRUST	—	2,839.0	$140K	—	NEW	—	$49.37	+8.4%
827	— PUT	PERMA-FIX ENVIRONMENTAL SVCS	—	13,100.0	$140K	—	NEW	—	$10.69	—
828	— PUT	ACRES COMMERCIAL REALTY CORP	—	7,200.0	$139K	—	NEW	—	$19.32	—
829	CNNE	CANNAE HLDGS INC	Consumer Cyclical	12,145.0	$138K	—	NEW	—	$11.37	+33.9%
830	— CALL	A2Z CUST2MATE SOLUTIONS CORP	—	20,700.0	$138K	—	NEW	—	$6.67	—
831	— PUT	ACUMEN PHARMACEUTICALS INC	—	58,300.0	$138K	—	NEW	—	$2.36	—
832	— PUT	ATAIBECKLEY INC	—	38,800.0	$137K	—	NEW	—	$3.54	—
833	— CALL	INDIVIOR PHARMACEUTICALS INC	—	4,500.0	$137K	—	NEW	—	$30.48	—
834	— PUT	COMPANIA DE MINAS BUENAVENTU	—	3,800.0	$137K	—	NEW	—	$36.04	—
835	— PUT	CHEFS WHSE INC	—	2,300.0	$137K	—	NEW	—	$59.45	—
836	— PUT	GATX CORP	—	800.0	$137K	—	NEW	—	$170.74	—
837	— PUT	SIXTH STREET SPECIALTY LENDI	—	7,400.0	$136K	—	NEW	—	$18.38	—
838	— CALL	VALKYRIE ETF TRUST II	—	3,900.0	$136K	—	NEW	—	$34.82	—
839	— CALL	LITTELFUSE INC	—	400.0	$136K	—	NEW	—	$339.35	—
840	FEPI	ETF OPPORTUNITIES TRUST	—	3,417.0	$136K	—	NEW	—	$39.67	+3.9%

Page 42 of 111 · 2,204 positions

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① Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation

Technology 33.1%

Financial Services 16.1%

Communication Services 11.7%

Consumer Cyclical 11.2%

Healthcare 10.2%

Energy 4.4%

Industrials 4.3%

Basic Materials 4.1%

Consumer Defensive 2.3%

Real Estate 1.3%