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Portfolio (Quarterly) Guide ↗

SIMPLEX TRADING, LLC

· CIK 0001488542
13F Portfolio $149.1B AUM 10,161 positions Filed May 14, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 2204 New 2617 Added 3899 Reduced 1620 Exited
Page 41 of 111  ·  2,204 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
801 CALL MAGNERA CORP 15,800.0 $150K NEW $9.51
802 PUT CORBUS PHARMACEUTICALS HLDGS 16,000.0 $150K NEW $9.39
803 MAXI SIMPLIFY EXCHANGE TRADED FUN 15,728.0 $150K NEW $9.53 +9.6%
804 PUT INVESCO MORTGAGE CAPITAL INC 18,500.0 $149K NEW $8.08
805 PUT VELO3D INC 15,900.0 $149K NEW $9.39
806 STE STERIS PLC Healthcare 675.0 $149K NEW $221.13 -2.6%
807 PUT FIRST WATCH RESTAURANT GROUP 14,200.0 $149K NEW $10.48
808 SUPN SUPERNUS PHARMACEUTICALS Healthcare 2,850.0 $147K NEW $51.69 -9.4%
809 NUVB NUVATION BIO INC Healthcare 34,338.0 $147K NEW $4.29 +10.7%
810 AVXL ANAVEX LIFE SCIENCES CORP Healthcare 47,867.0 $147K NEW $3.07 -4.2%
811 PUT HAMILTON INSURANCE GROUP LTD 4,900.0 $146K NEW $29.83
812 PUT JBG SMITH PPTYS 10,000.0 $146K NEW $14.61
813 PUT ALLEGION PLC 1,000.0 $145K NEW $145.29
814 FMX FOMENTO ECONOMICO MEXICANO S Consumer Defensive 1,306.0 $145K NEW $111.06 +8.8%
815 CALL LANDSTAR SYS INC 900.0 $144K NEW $160.31
816 PACB PACIFIC BIOSCIENCES CALIF IN Healthcare 109,016.0 $144K NEW $1.32 +11.4%
817 VVV VALVOLINE INC Energy 4,253.0 $143K NEW $33.68 +2.7%
818 PUT ATRICURE INC 5,000.0 $143K NEW $28.53
819 CALL CRESUD S A C I F Y A 11,200.0 $142K NEW $12.72
820 BKR BAKER HUGHES COMPANY Energy 2,331.0 $142K NEW $61.05 +6.0%
Page 41 of 111  ·  2,204 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 33.1%
Financial Services 16.1%
Communication Services 11.7%
Consumer Cyclical 11.2%
Healthcare 10.2%
Energy 4.4%
Industrials 4.3%
Basic Materials 4.1%
Consumer Defensive 2.3%
Real Estate 1.3%