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Portfolio (Quarterly) Guide ↗

SIMPLEX TRADING, LLC

· CIK 0001488542
13F Portfolio $149.1B AUM 10,161 positions Filed May 14, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 2204 New 2617 Added 3899 Reduced 1620 Exited
Page 40 of 111  ·  2,204 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
781 MSFU DIREXION SHARES ETF TRUST 7,112.0 $164K NEW $23.01 +30.0%
782 CALL EQUIPMENTSHARE COM INC 8,000.0 $163K NEW $20.37
783 FORTRESS BIOTECH INC 58,329.0 $163K NEW $2.79
784 AMERICAS GOLD AND SILVER COR 31,152.0 $163K NEW $5.22
785 PUT TELEFONAKTIEBOLAGET LM ERICS 14,300.0 $161K NEW $11.27
786 CALL INNOVATIVE SOLUTIONS & SUPPO 7,800.0 $160K NEW $20.53
787 SMMT SUMMIT THERAPEUTICS INC Healthcare 8,410.0 $159K NEW $18.96 -8.2%
788 PSCE INVESCO EXCH TRADED FD TR II 2,609.0 $159K NEW $60.97 -2.2%
789 SAN BANCO SANTANDER SA Financial Services 14,008.0 $158K NEW $11.28 +10.0%
790 GPN GLOBAL PMTS INC Industrials 2,343.0 $158K NEW $67.30 +9.9%
791 COAL EXCHANGE TRADED CONCEPTS TRU 5,713.0 $157K NEW $27.44 -0.8%
792 CALL VISTEON CORP 1,700.0 $155K NEW $91.11
793 CALL MITSUBISHI UFJ FINANCIAL GRO 9,100.0 $154K NEW $16.97
794 PUT CORPORACION AMER ARPTS S A 6,100.0 $154K NEW $25.29
795 PUT IMPINJ INC 1,500.0 $154K NEW $102.70
796 CALL COCA COLA CONS INC 800.0 $153K NEW $191.74
797 ENSG ENSIGN GROUP INC Healthcare 758.0 $153K NEW $201.50 -15.2%
798 ICLR ICON PLC Healthcare 1,366.0 $151K NEW $110.66 +23.6%
799 ALSN ALLISON TRANSMISSION HLDGS I Consumer Cyclical 1,285.0 $150K NEW $117.06 -3.0%
800 AREC AMERICAN RES CORP Energy 62,117.0 $150K NEW $2.42 -0.4%
Page 40 of 111  ·  2,204 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 33.1%
Financial Services 16.1%
Communication Services 11.7%
Consumer Cyclical 11.2%
Healthcare 10.2%
Energy 4.4%
Industrials 4.3%
Basic Materials 4.1%
Consumer Defensive 2.3%
Real Estate 1.3%